The Intellectual Public Domain
The importance of studying the intellectual public domain can be attributed to the rise in importance of intellectual property rights (IPRs) in the international legal and economic arenas.
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INTRODUCTION
The importance of studying the intellectual public domain can be attributed to the
rise in importance of intellectual property rights (IPRs) in the international legal and
economic arenas. In fact, in the last century, intellectual property rights have steadily
expanded in subject matter, scope, breadth, and in length of application. This
expansion in rights goes hand in hand with the decrease in intellectual creations
though. Due to increased legal protection, such “intellectual creations” [FN1] are not
as freely accessible. The concern about the encroachment upon this field of “freedom”
has led scholars to examine the other side of intellectual property rights, the public
domain. IPRs and the public domain are in fact strictly intertwined and interrelated.
First, there is the intellectual property (IP) system, which is a normative
framework wherein “intellectual endeavours” are regulated by means of creation by
the government of specific legal institutions (copyright, patent, trade mark, etc.).
Second, the public domain that is, prima facie, the outside of the intellectual property
system, and includes the material that is free for all to use and build upon with no
legal restraints. . [FN2]
The public domain and the IP system are interdependent, and modifications to one
field affects the other. If one's purpose is to make legally relevant the public interest
in the access of all kinds of “intellectual endeavours,” then it makes sense, from a
methodological point of view, to approach the IP system with focus on the flip side:
the public domain. *412 Thus, the purpose of this article is to understand how the
public domain has been construed by the Courts.
In Part I, the different ways the public domain has been qualified and construed by
scholars is laid out to later serve as a tool in analyzing the case law. There are those
scholars that claim that the public domain has no prescriptive or positive meaning at
all, or that it can even be harmful to social welfare. There are also scholars that argue
the public domain can be construed as a rule, a normative concept, variously
construed, that would bestow rights and duties. However, between these two opposite
schools of thought, that well portray and mark the edges of the spectrum of the
meaning of the public domain, lay variegated and authoritative schools of thought.
In light of the different ways the public domain has been qualified and
characterized by scholars, the second part of the article discusses several well-known
and often-quoted cases. In this article, it is argued that the public domain, contrary to
authoritative schools of thought, is not construed by the Courts as a rule that
determines in a “binary fashion” which behaviors “will be coerced by the public power
and which behaviors will be allowed.” [FN3]
It is argued - resting on case law - that the public domain is used and construed by
courts as both a status of the mere negative aspects of IPRs and as an argument (for
rhetorical - strictu senso - purposes) that heralds the underlying interest of the
“public” in accessing “information.” In light of these findings, this article suggests that
it is possible to start building a theory that would render the public domain more apt
to make legally relevant the underlying interest (in the access of “information”) if
construed not as a rule, but as a principle. The interpretative principle “states a
reason that argues in one direction, but does not necessitate a particular decision”
and that, once relevant, courts would have to take into account as a consideration
inclining in one direction rather than another.[FN4]
PART I: THE MANY SHAPES OF THE PUBLIC DOMAIN
§ 1) The New, New Intellectual Property [FN5]
The expansionist trend in the field of intellectual property finds its *413 main
justification in technological development. [FN6] It is purportedly reinforced by
economic factors, [FN7] the legal analysis of law [FN8], and neo-liberal
doctrines.[FN9]
This increase in protection has been analogized with the English first enclosure
movement, a process of privatization of “free” lands with the purpose of rendering
them efficient [FN10] and, in so doing, avoiding the (alleged inexorably) “tragedy of
the commons.” [FN11]
A similar phenomenon is occurring in the field of intellectual property. Some
scholars point out that we are in the middle of a “second enclosure movement” or “the
enclosure of the intangible commons of the mind.” [FN12] We are assisting a trend
where things that were formerly thought of as either common property or
uncommodifiable, are being covered with new, or newly extended, property
rights.[FN13] The old assumption by which “the general rule of law is that the noblest
of human production - knowledge, truths ascertained, conceptions, and ideas -
become, after *414 voluntary communication to others, free as the air to common
use,” [FN14] seems to be inverted and what was the rule is becoming, slowly but
inexorably, the exception and vice versa. [FN15] As pointed out, in this scenario, the
public domain may play an important role in off setting this trend.
§ 2) The Appearance of the term public domain
At the outset, it must be stressed that the public domain is a relatively new
concept that has recently been introduced in the field of IPRs. In fact, in the USA, the
term public domain was used in a statute only in 1909 with the copyright
act,[FN16] meanwhile courts began using the term in conjunction with intellectual
property since 1890, [FN17] in parallel, I point out the appearance of the term “public
domain” in the international arena. [FN18]
As some scholar have shown, during the 18th and 19th centuries, works and
inventions not protected by copyright and patent were mainly referred to as “public
property” ,” common property” or “publici juris.” [FN19] These terms, to be sure, did
not find their origin in the intellectual property rights field. Indeed, they were
borrowed from the field of real estate and public land. This article suggests that there
was implicit intuition behind the use of the various terms, and behind each of these
terms lies a different idea of the interest protected.
In the IPRs field of law, the term “public property” was used not indiscriminately
but solely for patents and copyrights whose terms of protection had expired, for
material for which no patent or copyright could be obtained, for material for which no
patent or copyright had been obtained and, only in the patent field, for patents which
were invalid and *415 for materials disclosed but not claimed. [FN20] More generally,
“common property” was used to describe matter not protected by patent or
copyright. [FN21] What was stressed by courts was that any person was free to use
“common property” and they analogized such “common property” to elements of the
natural environment, such as water and air, which were free for all to
use. [FN22] Sometimes, courts would also use the Latin phrase “publici juris,” to
address the specific problem of insufficient novelty in a patent. [FN23]
This article argues that courts used different terms according the nature of the
different problems at hand. Using different terms (i.e. public property, common
property, etc.) may represent an effort by courts to distinguish among different IPRs
fields (e.g. patent as opposed to copyright), [FN24] different aspects of a same IPR
(e.g. lack of novelty as opposed to natural expiration of terms protection), and, above
all, different interests protected (or maybe different gradations of the same interest).
For example, using the wording “public property” for the expiration of the terms of
protection may convey a meaning, tinged to the etymology of the used wording that is
different from the sense embedded in the wording “common property” . It can be
argued that “common property” conveys a more incisive meaning than does “public
property” . The latter evokes - differently from the former - the idea of something ab
origine and for jus naturalis “inviolable” (by private rights). It seems that - until the
appearance of the scene of the public domain -many different terms were used, as
many different (perceived) interests were to be addressed.
However, in the 1890 Singer case, the Supreme Court used the terms common
property, public property, and publici juris interchangeably and also added two more:
“the domain of things public” and “the public domain” . [FN25] Primarily, the
introduction of the term public domain in *416 the Singer case seems to be a matter
of argumentation. [FN26] The court seemed to search for a ground - precisely an
argument - on which to base its case, [FN27] and relied heavily on foreign cases, and
English and French jurisprudence and treaties, where the term “domaine public” was
long since used and well established. [FN28]
Furthermore, the court's use of one term - the public domain - that replaced all
previous terms, may represent the acknowledgment of one indivisible public interest
(in accessing “information”), that becomes legally relevant when the problem -
regarding the relationship and the boundaries between what is controlled by an IRP
holder and what is not - is posed.
§ 3) Old ideas of Public Domain and the Call for a New View
Turning now to address specifically the concept of public domain, it must be
recognized that, besides the basic “negative” definition according to which the public
domain consists of what is not covered by IPRs, no agreed upon definition of the
public domain exists. [FN29]
The public domain has long since been defined as the opposite of intellectual
property rights. “Public domain in the fields of literature, drama, music and art is the
other side of the coin of copyright. It is best defined in negative terms. It lacks the
private property element granted under copyright in that there is no legal right to
exclude others from enjoying it and is ‘free as the air to common use.”’[FN30] Other
scholars have gone further, claiming that the public domain is even harmful to social
welfare, and argue that “information goods”, once entered into the public domain, are
typically relegated to oblivion, [FN31] or that the public domain *417 simply
represents nothing more than a repository for what is left over after positive property
rights have been taken into account. [FN32]
*418 This assumption has been criticized, and an increasing number of scholars
have been working to construct the public domain in a way that would confer to it a
meaning that would go beyond what can be qualified as merely the negative aspect of
IPRs. To react to the overwhelming expansion of IPRs, the concept of public domain
has been used as a legal tool that would offset, in the intention of its advocates, the
IPRs expansion. Scholars have developed theories to provide for a public domain that
would be capable of having a positive definition, be variously qualified and capable of
bestowing rights to the public at large. In other words, the public domain would not
be the mere opposite of IPRs.
However, until the 1980s, little attention was paid to the public domain. Instead,
attention was focused on problems, such as the scope and breadth of the subject
matter, and the extension of the term of expiration, thereby underestimating the deep
relations between IPRs and the public domain.
Professor David Lange, in the late 1970's, was one of the first authoritative
scholars to raise the issue of the public domain as a subject matter that deserved
treatment on its own terms. [FN33] His insight was an *419 early call upon scholars
and judges for a new approach to IPRs [FN34]; a call to take into account that each
increase in protection raises the costs of, and reduces access to, the raw material
from which one may build upon; a call to recognize that “information products” (as
well as, more generally, all human knowledge) are made up of fragments of other
information products [FN35]and that, in the end, we all “stand on the shoulders
of *420 giants.” [FN36] Lange's was a call that, if not strongly heard by courts, was
promptly and widely answered by many scholars.
§ 4) Public Domain as a Rhetorical Trope
In the effort to give the public domain a positive definition and meaning, it has
been variously construed or “shaped” as a fictio juris, [FN37] as freedom to access
information, [FN38] as a remedy for monopolistic control of information, [FN39] as a
cultural landscape, [FN40] as a standard, [FN41] and as
sensory*421 stimuli.[FN42] Furthermore, Yochai Benkler pointed out the first
amendment dimension of the public domain, [FN43] Wendy Gordon offered a
jusnaturalistic insight of it[FN44], and Pamela Samuelson “mapped” it. [FN45]
Sometimes, however, the attempt to instantiate an affirmative defence of the
public domain can increase the risk that the public domain will “appear amorphous
and vague, with little more of substance in it than is invested in patriotic or religious
slogans on paper currency.” [FN46] To *422 be sure, every way in which a work lays
in or enters the public domain bears some problem that cannot be resolved with the
aid of the concept of the public domain as it is construed by the majority of scholars.
For instance, if a work enters the public domain because the term of protection
expires, one problem is whether it is possible to extend the term of protection. If an
intellectual endeavour is or is not covered by IPRs, a problem could be whether it is
possible to (further) enlarge the scope of protection; and, in the affirmative, by means
of which guidance? And so on and so forth. Frequently, crafting the public domain one
way or another does not solve any of these problems. [FN47]
However, all of these attempts to fashion a theory of public domain share a
rhetorical significance. Rhetoric is a powerful tool that is used to persuade when one
cannot “convince” because it would be impossible to “geometrically” demonstrate, in a
mathematical fashion, a particular outcome in a regulatory framework. [FN48] As
Mark Rose admonishes: “at the present moment, as we attempt to argue for the value
of the public domain, we need to understand that we are fashioning a rhetoric as well
as a politics of the public domain.” [FN49]According to Rose, “rhetoric is crucial” but, I
would argue, it is not enough. Fashion as a policy does not necessary mean fashion as
a “private right.” It is definitely important to make the public domain visible in the
social and cultural landscape. But, it is also important to develop an affirmative
discourse that will make it a positive legal argument, grounded on the living law of
courts.
§ 5) Public Domain as a Specific Limit to the Power of Government
Attempts to construe the public domain as a positive rule of law have been made
by many scholars. Among the more revealing, Edward Lee [FN50] claims that “the
public domain [embodies] the affirmative rights of the public to the unrestricted
access and use of public domain material.” [FN51] *423 Beside the
tautology, [FN52] according to Lee, these rights were embodied in the concepts of
publici juris (“of public rights”) and public ownership (or public property), both of
which eventually merged into the general term of the public domain, meaning the
domain of things belonging to the public. Under this conception, the public domain
embodies more than what is left unprotected by intellectual property law. Indeed, “it
demarcates constitutional limits on the government's power to grant IP rights in terms
of both their duration and their subject matter.” [FN53] According to Lee, “the
government cannot grant exclusive right over something that is public property and
free for all to enjoy.” [FN54] Hence, the public domain imposes limits on the
government's ability to restrict the free flow of information, ideas, or
materials. [FN55]
Diane L. Zimmerman gives the public domain the same affirmative meaning as
Lee [FN56] stating the public domain “is a source of rights, particularly, a right not to
be excluded from the enjoyment of whatever is “publicly accessible.” From where is
this quoted? For Zimmerman, “the default rule seems to be that once factual or other
content is in the commons, [FN57] further restraints on its use cannot be
imposed.” [FN58] It is the public domain that imposes that what goes into it must
stay there. [FN59]
According Malla Pollack, the copyright clause, relying on the work by W.
Gordon,[FN60] invokes “the public domain as a Lockian common: a domain from
which each individual has the right not to be excluded.” [FN61] She claims that
Congress is empowered by the Constitution to create individual ownership in
intellectual property “only to the extent that such privatization respects the public's
constitutional right to the public domain” [FN62] because “the public domain is
‘owned’ in inalienable, indivisible common by the public, not the federal
government.” [FN63] In this way, the public domain represents, as Lee and
Zimmerman argue, a limit to the *424 actions of the government and Congress. The
limit at hand finds expression in preventing both courts and Congress from having the
power “to withdraw the public domain's boundaries in pursuit of some now-current
economic theory.” [FN64]
However, this article claims there is no such public domain, at least not in the case
law. All legal consequences purported to stem from the concept of public domain
come, in the analyzed case law, from a different legal basis.
PART II: THE PUBLIC DOMAIN IN CASELAW
In assessing the normative meaning of the public domain in light of case law, there
are far more cases recognizing the concept of public property, publici juris, or the
public domain in the context of intellectual property rights than can possibly be
discussed here. In the chosen selection, judgment calls were made regarding the
importance of the cases based primarily on 1) court decisions using the concept of the
“public domain” in adjudicating case law, 2) the depth of the discussion about the
public domain, 3) often-quoted case law used by other authors to ground them on an
affirmative and positive meaning of the public domain.
§ 1) Singer Manufacturing Co. v. June Manufacturing Co. (May 18, 1896)
Singer [FN65] represents the first time the term “Public Domain” was used in the
Intellectual Property Rights field by the U.S. Supreme Court. [FN66]
Singer Manufacturing asserted a trademark claim for its mark “Singer” after the
patents for its sewing machine expired. [FN67] The Supreme Court rejected Singer's
claim because when the “patents expired, every one had an equal right to make and
vend such machines. If the patentees or their assignees could assert successfully an
exclusive right to the name ‘Singer’ as a trade mark, they would practically extend the
patent indefinitely.” [FN68]
Lee, Pollack and Zimmerman, among others, [FN69] argue that according to the
Singer case it is possible to conclude that “once something enters the public domain,
it must remain there for the public's unrestricted *425 use.” [FN70] This conclusion is
far reached, as it appears instead that Singer's claim was rejected by the court for two
different reasons.
The first reason concerns the fact that “Singer” had became a generic term, that
is, a term that “only expresses the kind and quality of the machine.” [FN71] The court
expanded on this issue in the first part of the case and dealt with this point of law as a
preliminary one.
The first issue the Court faced was to assess whether the name used to indicate
the patented invention, “Singer,” had assumed a generic meaning. [FN72]The Court
considered how the name was used both in connection with the sewing machine and
in advertisement, and how the name was then perceived by the public at
large. [FN73]
The Court in particular found that “the word ‘Singer’ was adopted [. . .] by the
Singer Manufacturing Company, in their dealings with the general public, as
designative of their distinctive style of machines rather than as solely indicating the
origin of manufacture.” [FN74]
According to the Court, the name Singer was incapable of trademark protection
because “in consequence of the enjoyment of this monopoly by the makers the name
‘Singer’ came to indicate, in its primary sense, to the public, the class and type of
machines made by the Singer Company [. . .] and thus this name constituted their
generic description.” [FN75] It “follows from the cessation of the [patent] monopoly
and the falling of the patented device into the domain of things public that along with
the public ownership of the device there must also necessarily pass to the public the
generic designation of the thing which had arisen during the monopoly in consequence
of the designation having been acquiesced in by the owner, either tacitly [. . .] or
expressly [. . .].” [FN76]
The Court ultimately held that the name Singer could not be protected by a
trademark because the name had become the only word to express the kind and
quality of the sewing machine.
In assessing the meaning acquired by the term “Singer,” the Court faced the
following question: “[w]here the name of a patented machine [. . .] has become,
during the monopoly flowing from the patent, a generic description of such machine,
[. . .] has the manufacturer, on the cessation of the monopoly, the right to prevent
the making by another of a like *426 machine [. . .] and also the right to prevent
another form calling such machine, by the generic name attributed to them during the
monopoly[. . .]?” The Court answered the owner has no such rights, but not because
of the public domain.
After having ascertained that the name “Singer” was generic indeed, to
corroborate its argument, the Court went on to state [FN77] that “it is self-evident
that on the expiration of a patent the monopoly created by it ceases to exist, and the
right to make the thing formerly covered by the patent becomes public property. It is
upon this condition that the patent is granted. It follows, as a matter of course that on
the termination of the patent there passes to the public the right to make the machine
in the form in which it was constructed during the patent. It equally follows from the
cessation of the monopoly and the falling of the patented device into the domain of
thing public that along with the public ownership of the device there must also
necessarily pass to the public the generic designation [. . .]” [FN78]
That the term “Singer” became generic is the reason it could not be protected
anew (otherwise competitors and the public would lack a word to refer to that
particular article) and thus it entered the public domain. Indeed, the Court argues,
quoting Cheavin v. Walker, [FN79] that “it is impossible to allow a man to prolong his
monopoly by trying to turn a description of the article into a trade-mark. Whatever is
mere description is open to all the world.” [FN80] Arguing a contrario, was the used
name not generic (not a description) a further protection would have been allowed.
Indeed, the argument continues, “it would be extremely difficult for a person who has
been by right of some monopoly the sole manufacturer of a new article, and has given
a new name to the new article, meaning that new article, and nothing more, to claim
that the name is to be attributed to his manufacture alone after his competitors are at
liberty to make the same article.” [FN81] In other words, the qualification in terms of
(no) “genericness” of the name used to describe a patented invention is the condicio
sine qua non upon which the trademark protection can be granted.
This construction, which sees the public domain playing an ancillary role in
deciding case law, is reinforced by a careful reading of the last part of the Court's
opinion. In rebutting the complainant's assertion for exclusive right to the name
Singer, the Court mentioned the French law, making it of its own: “[t]he designation
continues to belong to the patentees*427 in every case but one, if the name given to
the product has become the only and necessary designation of the patented
article.” [FN82] Again, it is possible to imagine a case in which the name attached to
the machine patented is not the “only and necessary designation” of an invention and,
thus, nothing would prevent any further protection. Indeed the Court suggests that,
had Singer Manufacturing. Co. made different marketing uses of its name (for
example, attaching the word Singer to the machine), [FN83] the conclusion might
have been different. The court makes explicit this point arguing that, for example,
“two elements which compose a name - that is, the surname of the individual or the
firm upon the one side and its tracing or distinctive from' (in a trademark) - are
susceptible of falling into the public domain together or separately [. . .] Thus one
may keep the exclusive right to the use of the name, while the reminder of the mark
will belong to every one.”[FN84] This excerpt explains that even a name that was
used to identify an invention can still be protected, by a Trade Mark, and withheld
from the public.
The second reason why further protection could not be granted is because the
extra protection would have gone against the “bargain rationale” [FN85] that
underpins patents and copyrights: [FN86] the patentee obtains a time-limited right to
exclude others from making, using, or selling the invention. In return, the patentee
discloses her invention to the public so that, at the end of the patent term, the public
has the ability to practice the invention. [FN87]
Once the term expires, the device becomes owned by the public at large “by the
disappearance of the monopoly.” [FN88] The public domain is a legal concept that
helps the Court to define the new status of the invention. The Court uses the term
“public domain” to indicate a new kind of control exercised (a new status indeed) on
the device: not anymore a private control - because of the patent - but a “public
thing,” no longer subject to exclusive appropriation. This “alteration” in status is due
to the rationale underpinning the granting of the patent (the “bargain rationale”) and
not to some sort of particular meaning that the public domain is purported to have.
The term publici juris, [FN89] public ownership,[FN90] “domain*428 of things
public,” [FN91] or “public domain” [FN92] are all used to indicate this new status
acquired over expiration of IPRs.
Moreover, it does not follow that once something enters the public domain, for this
reason alone, it can never be withdrawn. [FN93] The statement by which once
something enters the public domain, it must remains public property “ever
afterwards” [FN94] seems a matter of principle. First, a name formerly used to
indicate a patented invention, upon some conditions, can enjoy a new trademark
protection (indeed, in 1964 a Federal Court stated that Singer company had
recaptured from the public domain its trade name). [FN95] Second, the idea of a
public domain as a source of positive rights is undermined by the fact that Congress
continuously withdraws works from the public domain. [FN96]
To conclude, what serves as a limit of the patent-monopoly is not the entering of
the invention into the public domain. Rather, the entering into the public domain is
the consequence of the expiration. What affects the Court's reasoning concerning the
period of protection is the bargain theory that found its foundation in the U.S.
Constitution.
§ 2) Kellogg Co. v. National Biscuit Co. (Dec. 12, 1938)
The Kellogg case [FN97] is similar to the Singer case in that it includes a claim to
trademark protection upon an expired patent.
The National Biscuit Company was the successor in interest to Henry D. Perky who
invented this kind of breakfast. After the expiration of the patent, National Biscuit
sued Kellogg under the theory of unfair competition. National Biscuits asserted
trademark rights in the word “shredded wheat” and trade-dress rights in the pillowshape
of the marketed biscuit. [FN98] The Supreme Court refused to enforce either
claim.
First, the Court held that the plaintiff “has no exclusive right to the use of the term
‘Shredded Wheat’ as a trade name. For that is the generic term of the article, which it
describes with a fair degree of accuracy.” [FN99] The first reason upon which the
Court denied protection is because the term “is generic, [and hence] the original
maker of the product acquired no exclusive right to use it.” [FN100] In the next part
of the opinion, the Court *429 dwelled at length on the reasons why the term had
become generic. [FN101]
The second remark of the Court, after having assessed the “genericness” of the
term “Shredded Wheat,” dealt with the public domain. The name “Shredded Wheat,”
the Court went on, “as well as the product, the process and the machinery employed
in making it, has been dedicated to the public.” [FN102] But how did the public
domain play a role in the Court's argument? The Court did not mean that protection
was unavailable because the patented product “has been dedicated to the public
domain” per se. Yet again, the key point is that the term had become generic. Saying
that a term has become generic is to say that the term has been acquired by the
public. This is because once the term that indicates the product is used by the public
to designate that article, and that there would be no others ways (other words) to
designate it, then the term is generic. It is so because “during the life of patents
‘Shredded Wheat’ was the general designation of the patented product [that it]
passed to the public upon the expiration of the patent”[FN103] and when the product
flows into the public domain it also flows “the name by which it had become
known.” [FN104] In other words, if the term had not acquired a generic meaning, it
would have been protected. Also, the role played by the public domain is limited.
Again, what counts is that ‘shredded wheat’ cannot be protected, not because it has
fallen abruptly in the public domain. There is no easy equation for the name being in
the public domain upon the patent expiration and the unavailability of further
protection. The reason
for barring protection lies in the fact that “the name which was essentially
necessary to vest the public with the full enjoyment of that has become theirs by the
disappearance of the monopoly.” Putting it differently, the public would lack the word
to designate that article that is now in the public domain. As we have seen in
Singer, [FN105] it is possible that a name used to indicate the patented article can
enjoy protection by trademark law. The court, held just this: “. . . to establish a trade
name in the term ‘shredded wheat’ the plaintiff must show . . . that the primary
significance of the term in the minds of the consuming public is not the product but
the producer. This has not been done.” [FN106] This excerpt shows that had the
plaintiff provided necessary evidence, protection would have been available. The
public's right to the name of the former protected article could be “beat” (pre-empted)
by the concurrent law of trademark.
*430 As far as the Biscuit's pillow-shape is concerned, the court reasoned in the
same way it did for the name “shredded wheat.” The argument was the following:
since the patent machine was designed to produce only the pillow-shaped biscuit, and
since the patent was taken out to cover pillow shaped forms, then, upon the
expiration of the patent, the form, as well as the name, was dedicated to the
public. [FN107] Even here, where the “weight” of the public domain seems significant
(mandatory dedication to the public upon expiration of protection), it is not the
conclusive argument. Indeed, what makes the pillow shape not protectable is that
“[t]he evidence [was] persuasive that this form is functional - that the cost of the
biscuit would be increased and its high quality lessened if some other form were
substituted for the pillow shape.” [FN108] A feature is functional when “it is essential
to the use or purpose of the device or when it affects the cost or quality of the
device.” [FN109]
So, what prevented the Court from granting protection to the pillow shape of the
biscuit was the fact that the form was functional. Had the form been found to be not
functional, protection would have been granted, taking leave of the public domain.
§ 3) Traffix Devices, Inc. v. Marketing Displays, Inc. (March 20, 2001)
In the TRAFFIX case, respondent Marketing Displays, Inc. held an expired patent
for a dual-spring design mechanism that keeps temporary road and other outdoor
signs upright in adverse wind conditions. [FN110] The respondent claimed a trade
dress on the dual spring design since its sign stands were recognizable to buyers and
users because the patented invention was visible at the sign stand's base. After the
expiration of the patent, petitioner Traffix Devices, Inc. began marketing an almost
identical product and Marketing Displays sued under the Trademark Act of 1976 for,
inter alia, trade dress infringement.
The Court held in favour of the petitioner Traffix because the design was a
“functional feature for which there is no trade dress protection” . [FN111] The Court
asserted that “[a]n expired utility patent has vital significance in resolving a trade
dress claim, for a utility patent is [only] strong evidence*431 that the features
therein claimed are functional.” [FN112] and this is so because “[the] design is not an
arbitrary flourish in configuration of [the respondent's] product; it is the reason the
device works.” [FN113]
Thus, protection is barred not because there was a patent that is now expired and
that yields to a sort of “untouchable” public domain. The bar of a further protection
does not come, as some scholars claim, from the public domain. The reason
protection is denied, however, is that the respondent “did not [overcome] the strong
evidentiary inference of functionality based on the disclosure of the dual-spring design
in the claims of the expired patents.” [FN114] In fact, the Court concluded, “[a] prior
patent [. . .] has vital significance in resolving the trade dress claim [. . .] If trade
dress protection is sought for those features, the strong evidence of functionality
based on the previous patent adds great weight to the statutory presumption that
features are deemed functional, until proved otherwise by the part seeking trade
dress protection.” [FN115] So, as we have seen in Singer and in Kellogg, the
intellectual property protection would have continued, had the design not been
functional and, in particularly, protection would have been granted if the feature had
been shown to be merely an ornamental, incidental, or arbitrary aspect of the
device. [FN116] So, what bars the grant of protection is only the “evidentiary
significance” of the expired patent. Arguing a contrario, the plaintiff could rebut that
evidence and it could be demonstrated that the device is not functional and, thus,
could obtain further protection. Once the presumption has been overcome and
secondary meaning has been proved, nothing would prevent that shape, previously
protected by a patent, to be protected anew according the trade mark law regardless
of the fact that the device was or was not previously covered by a patent or another
IPR, [FN117] or whether the devise entered the public domain.
The conclusion reached by the Court is somehow forced also by the rationale
underpinning trade mark law that, the Court said, “does not exist to reward
manufacturers for their innovation in creating a particular device; that is the purpose
of the patent law and its period of exclusivity.” [FN118] Rather, the Court added,
pointing to the rationale of IPR protection that “copying is not always discouraged or
disfavoured by the *432 laws which preserve our competitive economy.” [FN119]
The Court, apparently, avoided taking any position regarding the question of
whether “the patent clause of the Constitution, Art. I, § 8, cl. 8, of its own force,
prohibits the holder of an expired utility patent from claiming trade dress
protection.” [FN120] However, even though indirectly, the Court answered that
question. To be sure, in ruling this case, the court pointed to the principle that nothing
will prevent further protection as long as requirements to obtain other IPR protection
are met, regardless of whether a utility patent has expired or there has been no
patent at all. [FN121] Again the public domain is not, per se, a legal limit to a grant of
a further protection.
§ 3.1) Principle of Election
Another blow to the assumption that once something enters the public domain it
must remain public property ever after [FN122] is delivered by the rejection of the
“principle of election.” The principle of election was a rule that was used to limit an
author to only one type of intellectual property protection. [FN123] The principle of
election was rejected in In re Yardley [FN124] by the United States Court of Customs
and Patent Appeals [FN125] in 1974.
In re Yardley was about a design patent application for a watch that featured a
caricature of a famous political figure. The patent examiner turned down the
application on the grounds that Yardley had already received three copyright
registrations for the watch. [FN126] The Court of Customs and Patent Appeals
reversed and stated that the principle of election was in direct conflict with the patent,
copyright and trademark statutes. [FN127]
The Court held that “the Congress has not provided that an author-inventor must
elect between securing a copyright or securing a design patent. Therefore, we
conclude that it would be contrary to the intent of Congress to hold that an authorinventor
must elect between the two *433 available modes of securing exclusive
rights.” [FN128] In other words, the court stated that since each statute strikes its
own coverage balance, a work that qualifies for protection under more than one
statute is entitled to the protection of each.
The rejection of this principle is another element that may shed light on cases like
Singer, Kellog and Traffix. [FN129] If, in light of Yardley, a work can be eligible for
both copyright and patent design protection at the same time, the conclusions in the
previous cases are backed up. Protection had been negated because of the lack of
some specific requirements and not because a rule existed that would prevent a
sequence of further protection. The Yardley case is clear in rejecting this kind of rule.
To claim that the public domain would discharge this function would mean to
reintroduce, at least to a certain extent, the principle of election.
§ 4) Merriam et al. v. Holloway Pub. Co. (September 26, 1890)
The Merriam case (better known as the “Webster case”) is similar to the previous
cases since here again what is sought is further protection, upon expiration of an
intellectual property right.
In the Webster case [FN130] the court faced the problem of recognizing trademark
protection to the name “Webster's” after the term of copyright protection on the
dictionary had expired. The owner of the expired copyright sought trade-mark
protection to prevent further copies of their [FN131] dictionary form being sold under
the name “Webster's” (the name by which the public had known the dictionary). The
court rejected the complainant's claim arguing that
This proceeding is an attempt to establish the doctrine that a party who has had
the copyright of a book until it has expired, may continue that monopoly indefinitely,
under the pretence that it is protected by a trade mark, or something of that sort. I do
not believe in any such doctrine, nor do my associates. When a man takes out a
copyright, for any of his writings or works, he impliedly agrees that, at the expiration
of that copyright, such writings or works shall go to the public and become public
property. I may be the first to announce that doctrine, but I announce it without any
hesitations. If a man is entitled to an extension of *434 his copyright, he may obtain
it by the mode pointed by law [. . .]. [FN132] Copyright law gives an author or
proprietor “a monopoly of the sale of his writings for a definite period, but the grant of
monopoly implies that, after the monopoly has expired, the public shall be entitled
ever afterwards to the unrestricted use of the book. [FN133]
The Court added that “the contention that complainants have any special property
‘Webster's Dictionary’ is all non-sense, since the copyright has expired.”[FN134]
The court pointed out that granting a trademark protection would mean extending
the monopoly that is strictly circumscribed by the law (in particularly by the
Constitution). Even though there is undoubtedly a strong defence for the value of the
public domain, the Court's reference to the bargain theory, shows the reason it is not
possible to grant any further protection, according the same lines of argumentation
pointed out in the previous cases. Furthermore, it may be possible to claim that the
Webster case (put in the context of 1890) was influenced by the principle of
election. [FN135]
In these four former cases, the problem was to draw boundaries between different
intellectual property rights. Can two IPRs protections overlap? After the expiration of
an IPR - with the “emergence” of the public domain - is it possible to grant a new
form of IPR protection?
The next cases deal with the problem of what can be considered to be the subject
matter of IPRs protection. In the former cases, the arguments used by the Court are
different from those used in the cases to follow. The reader should be warned that the
arguments used in one case cannot be conflated with the arguments used in other
cases, with the purpose to reach an univocal meaning of the public domain. They
must be kept conceptually separate because different is their rationale.
If in Singer and Webster, for example, a strong weight was lent to the bargain
rationale, in the following cases what is stressed by the Court is the utilitarian aspect
of the patent/copyright clause. There is a little nuance between the two arguments,
which often, [FN136] if not pointed out, can yield to confusion.
If what guides the government is the rationale in the US Constitution art. I, which
states that the purpose of each intellectual property policy must (also) be based on
utilitarian grounds (id est. to further human knowledge), and if to further progress
and science means also an interest to as big of a public domain as possible, it does
not follow that the *435 public domain acts as a rule asserting to deny or bestow,
according the single case, legal protection.
§ 5) William T. Graham et al. v. John Deer Company et al. (February 21, 1966)
The Graham case [FN137] was about a patent for a new kind of plow that was held
invalid because of obviousness of subject matter. Some authors read in this case a
usage of the public domain to demarcate a constitutional limit that indicates what
subject matter or material cannot be made the subject of Congress' grant of exclusive
right. [FN138] This however, is a forced interpretation in an attempt to give the public
domain a meaning that it does not have.
The court held that: “[a]t the out set it must be remembered that the federal
patent power stems from a specific constitutional provision which authorizes the
Congress ‘To promote the Progress of [. . .] useful Arts, by securing for limited Times
to . . . inventors the exclusive Right to their . . . inventions.” [FN139] The clause is
both a grant of power and a limitation, the Court said. [FN140] This qualified authority
of the congress, unlike the power often exercised in the sixteenth and seventeenth
centuries by the English Crown, is limited to the promotion of advances in the ‘useful
arts.’
It was written against the backdrop of the practices - eventually curtailed by the
Statute of Monopolies - of the Crown in granting monopolies to court favorites in
goods or business which had long before been enjoyed by the public. The Congress in
the exercise of the patent power may not overreach the restraints imposed by the
stated constitutional purposes. Nor may it enlarge the patent monopoly without
regard to the innovation, advancement or social benefit gained thereby. Moreover,
congress may not authorize the issuance of patents whose effects are to remove
existing knowledge from the public domain, or to restrict free access to materials
already available. [FN141]
The Court went on to quote British case law and made the remark that in the UK,
patents were granted to goods that “had long before been enjoyed by the
public.” [FN142] This is exactly what the US farmers wanted to react to. This is the
crucial point: the premise the US Framers started from. In fact, this is the key point
that Court deemed “must be *436 remembered at the outset.” [FN143]
What here seems to influence the power of Congress is the patent/copyright
clause, the “promotion of progress of . . . useful Arts” therein. The public domain per
se, it is not a limit. In the end, the Court enlarged on the patent's rationale and,
among others, quoted Thomas Jefferson: “ideas should freely spread from one to
another over the globe . . . Inventions . . . cannot, in nature, be a subject of
property.” [FN144] Thus, the reason a patent, a limited monopoly, is granted is
because “society may give an exclusive right to the profits arising from [inventions],
as an encouragement to men to pursue ideas which may produce
utility.” [FN145] And the reason the patent must not be granted to inventions which
had long before been enjoyed by the public, is not because of the public domain, but,
rather, because “only inventions and discoveries which further human knowledge, and
were new and useful, justified the special inducement of a limited private
monopoly.” [FN146] Inventions that are neither new nor useful, therefore, do not
“further human knowledge.” The answer to why an invention must be novel is: to
promote progress. Holding something back from what is publicly available (i.e. is in
the public domain) means not fostering progress but actually discouraging it. Indeed
“innovation, advancement, and things which add to the sum of useful knowledge are
inherent requisites in a patent system which by constitutional command must
‘promote the Progress of. . . useful Arts.”’ [FN147]To impede the flow into the public
domain would mean not “to add” but only to remove something from “the sum of the
useful knowledge.” This explains why part of the criteria the patent must meet is
“novelty” and “non-obviousness.” Non-obviousness requires that the difference
between the invention and what is publicly available be significant enough such that it
would have not been “obvious” at “one skilled in the art.” [FN148] This criteria further
promotes the requirement that the invention add value to society by heightening the
standard for added value; obviousness (together with the other requirements) define
sufficient added value to justify granting property rights to an inventor. [FN149]
If the assumption is that progress is guaranteed by the spread of knowledge and
the diffusion of innovation, it does not follow that impeding - tout court - something
“pouring” into the public domain stifles progress. The granting of patent and copyright
does just this. What stifles *437 progress, in this instance, is not the grant of
protection tout court but is the granting of protection in something that was already
publicly known. [FN150]
In this respect the public domain is used, as it was used in the previous cases, as a
status and nothing more: what was characterized by the quality of being publicly
available. The Court is not concerned about what is now in the public domain because
it was once protected. The court is trying to fix the boundaries of the patent subject
matter (boundaries between public and private ownership) and the Court achieves this
purpose by pointing to the public domain but, in the end, resting its conclusion on the
“functional theory.” In this case, that theory is the herald and the bearer of public
interest, and it absorbs and encompasses the values represented by the evocation of
the public domain. [FN151]
§ 6) Feist Publications, Inc v. Rural Telephone Service Company, Inc (March 27, 1991)
Feist Publications [FN152] discusses the originality of databases and represents an
analogy of Graham in the copyright field. The issue in Feist was whether a copyright
could be granted to a telephone directory on the basis that the compiler of the
directory had “labored” to collect the data. The Court rejected this “sweat of the brow”
theory. [FN153]
Feist Publication Co. is a publishing company that specializes in telephone
directories. In an attempt to enlarge its business, Feist began working on a database
of telephone numbers. In creating this database, Feist copied a substantial part of the
white-pages directory from its competitor Rural Telephone Service, who sued.
The Supreme Court rejected the claim because it found that the compilation
allegedly infringed lacked originality in its selection and arrangement of facts therein.
The attention of the Court was drawn on the concept of
“originality.”[FN154] Originality means that a work must be independently created by
the author (not copied) and must possess a minimal *438 degree of creativity in
order to qualify for copyright. [FN155]
The idea that public domain helps to define, in copyright law, what is not original
and therefore not copyrightable [FN156] is fascinating and may hold
water,[FN157] but there is a difference in saying that the public domain helps to
define originality with the idea that it bestows rights and duties. I cannot agree with
authors that as an apology of the public domain, rely heavily on the fact that the
Court stated that materials in the public domain “are, by definition, not original and
[thus] beyond the scope of copyright.” [FN158] To be sure, this is true, but only to a
certain extent. Indeed, it is possible to claim a copyright in a work already in the
public domain. It is possible, indeed, to rightfully claim a copyright in a work identical
to a work already in the public domain, when some requirements are met. As we
already pointed out “originality” does not require a “novel” creation as patent law does
for inventions. [FN159] This concept is clarified by the Court: “if . . . a man who had
never known it were to compose anew Keats's Ode on a Grecian Urn, he would be an
‘author’, and if he copyrighted it, others might not copy that poem, though they might
of course copy Keats's.” [FN160]
Here, the public domain does not prevent the protection of the newly created
“Keats's Ode.” So, in this instance as well, it is not a limit to copyright protection.
Also in compilations of facts, it is possible, to a certain extent, to withdraw
something from the public domain. A compilation is defined as a “work formed by the
collection and assembling of pre-existent material or of data that are selected,
coordinated, or arranged, in such a way that the resulting work as a whole constitutes
an original work of authorship.” [FN161] In that way, what belongs to the public again
becomes appropriable. Indeed, this is one of the reasons WIPO[FN162] is reluctant to
collect in compilation the various kind of “traditional knowledge” . [FN163] Even if the
protection in a compilation is “thin,” [FN164] it is protection nonetheless. “[T]he
compilation author can claim originality . . . in the way the facts *439 are
presented.” [FN165] To that extent, law dictates that the main focus should be on
whether the selection, coordination, and arrangement are sufficiently original to merit
protection. It is irrelevant if the material used for the compilation is or is not in the
public domain. [FN166] If the facts in the public domain arranged in a compilation
meet the requirement set out by law, those facts, even in that limited extent, lose the
status of public domain. Accordingly, a compilation (among other examples) is either
an exception to the ban on withdrawing material from the public domain, or might be
another argument to sustain that such a rule does not exist.
In the end, the Court in Feist referred to the public domain as merely a status
claiming “[o]n what basis may one claim a copyright in [compilation]? Common sense
tells us that 100 uncopyrightable facts do not magically change their status when
gathered together in one place.” [FN167] Additionally, “copyright. . .has no effect one
way or another on the copyright or public domain status of the preexisting
material.” [FN168] When the Court refers to the term “status,” it refers to the legal
condition of non -copyrightability, that is, the “condition” of the facts lacking legal
protection. In this case, what prevents the copyrightability, is that the complainant's
compilation was not original in the selection and arrangement of the facts. No one
may claim originality as to the facts “because facts do not owe their origin to an act of
authorship.” [FN169] Thus, originality is one limit of copyright. Even if we concede
that the public domain may help to define the concept of “originality,” it is far
reaching to claim that the public domain acts like a legal rule.
§ 7) Dastar Corporation v. Twentieth Century Fox Film Corporation et al. (June 2003)
In 1948, General Dwight D. Eisenhower wrote a book about the allied campaign in
Europe during World War II, which was purchased and published under the title
Crusade in Europe by Doubleday Publishing. [FN170]
The publisher copyrighted the book and sold the exclusive television rights to the
Twentieth Century Fox Film Corporation who, in turn, hired Time, Inc. to create the
corresponding television series, Crusade in Europe, first broadcasted in 1949. In 1975,
Doubleday renewed the book's copyright while Fox failed to renew its television series'
copyright, *440 allowing the series to enter the public domain in 1977. In 1988, Fox
then reacquired the television rights to Crusade in Europe and the exclusive right to
distribute the television series on videotape. [FN171]
In 1995, the Dastar Corporation copied Fox's videotape (which was by then in the
public domain), edited it into a new videotape series and marketed it by the name of
World War II: Campaigns in Europe.
Respondents brought action alleging, among other things, that Dastar's sale of
Campaigns in Europe was conducted without proper credit to the Crusade in Europe
television series, and that this behaviour constituted “reverse passing off” [FN172]in
violation of § 43(a) of the Lanham Act. [FN173]
After the District Court and, in appeal, the Ninth Circuit, held Dastar responsible
for violation of the Lanham Act for “bodily appropriation,” [FN174] the United States
Supreme Court held in favour of Dastar upholding that the Lanham Act does not
prevent the unaccredited copying of an uncopyrighted work. [FN175]
Respondents claimed that Dastar had made a “‘false designation of origin, false or
misleading description of fact, or false or misleading representation of fact, which . . .
is likely to cause confusion . . . as to the origin . . .of [its] goods' in violation of §
43(a) of the Lanham Act.” [FN176]
According to the court, what had to be decided at the onset was the meaning of
the wording “origin” of “goods” in § 43 of the Lanham Act: does “origin” refer only to
the manufacturer or producer of the physical good that is made available to the public
(here the videotapes) or, instead, does “origin” include the creator of the underlying
work that Dastar copied? [FN177]
According to the Court, “the most natural understanding of the ‘origin’ of ‘goods' . .
. is the producer of the tangible product sold in the marketplace.” [FN178] The phrase
“origin of goods,” as used by the Lanham Act, is “incapable of connoting the person or
entity that originated the ideas or communications that ‘goods' embody or
contain.” [FN179]
*441 Even though the Court was well aware that physical goods are inherently
and notably different from “communicative products,” [FN180] it held that giving
special treatment to communicative products in this context would inexorably cause
the Lanham Act to conflict with the law of copyright, which specifically addresses that
subject. [FN181]
The Court stated that until “an intellectual property right such as a patent or
copyright protects an item, it will be subject to copying” [FN182] and pointed out that
if Dastar had been deemed the “origin” of the “goods” - as the respondent claimed -
and, thus, would have been subject to a cause of action under the Lanham Act, it
“would create a species of mutant copyright law that [would] limit the public's federal
right to copy and to use expired copyrights.” [FN183]
In the end, the Court concluded that “Fox was unable to prevail on its Lanham Act
claim and thereby indirectly recaptured the copyright that had already
expired.”[FN184] In sum, reading the phrase ‘origin of goods' in the Lanham Act in
accordance with the Act's common-law foundations (which were not designed to
protect originality or creativity), and in light of the copyright and patent laws (which
were), [it is] conclude[d] that the phrase refers to the producer of the tangible goods
that are offered for sale, and not to the author of any idea, concept, or communication
embodied in those goods. Cf. 17 U.S.C. § 202(distinguishing between a copyrighted
work and ‘any material object in which the work is embodied’). To hold otherwise
would be akin to finding that § 43(a) created a species of perpetual patent and
copyright, which Congress may not do.[FN185]
This case represents a strong defence for the value of the public domain,
reaffirming that “individuals are free to use materials [publicly accessible] without
attributing those materials to the original source.” [FN186] The Court confirmed the
right to copy materials in the public domain *442 and rejected an encroachment over
it that would contravene the “carefully crafted bargain” which the rights of a patentee
or copyright holder are expressing. [FN187] Copyright and patent laws are the
outcome of a carefully crafted bargain and only Congress can intervene to shape and
adjust it. [FN188]
With this decision, the Court takes position against an encroachment of the public
domain that would have come through an extensive construction of a statutory law
and would have confirmed that the public domain was indispensable to future creative
endeavours. The point is that the Court curtailed further extension of copyrights based
on the different spheres of application of the Lanham Act, originally intended to
prevent “likelihood of confusion” and not illicit copying. [FN189] The balance between
the public domain and the copyright holder is an equilibrium that can be modified only
by Congress, within the boundaries of the copyright clause in the U.S.
Constitution. [FN190]
Again, the public domain is used by the Court in Dastar only as a status (i.e. what
is not any longer protected by copyright). It is a confirmation that the public domain
per se carries no particular legal meaning, being its breadth of existence devolved
exclusively to the Congress that must act, however, in accordance with the
constitution and its interpretation that it is the one (and not the public domain) that
limits the flexibility of the congress in the IPRs field.
§ 8) Sears, Roebuck & Co., v. Stiffel Company (April 6, 1964)
The question faced by the Court in this case is whether State law, consistent with
the federal patent laws, can prohibit the copying of a device which is protected by
neither a federal patent nor a federal copyright. [FN191] The Court held that it
cannot.
The respondent, Stiffel Company, secured design and mechanical patents on a
“pole lamp.” After the respondent brought the lamp on the market, the Petitioner
began selling a substantially identical lamp. Stiffel sued claiming that, by copying his
design, the petitioner had infringed his patent and that, by selling copies of his lamp,
Sears had caused confusion in the trade as to the source of the lamp and thus
engaged in unfair competition under Illinois law.
The Supreme Court held in favor of the petitioner on the grounds that the
respondent's federal patent was invalid. Once the respondent's patent was invalid the
defendant had the right to copy the plaintiff's design*443 and sell lamps identical to
those sold by the plaintiff. A State cannot use its law of unfair competition to prevent
the copying of an article that federal patent laws permit to be copied.
In this case, the Court held State law gave protection to an article that was not
entitled to the protection of either a mechanical or a design patent. [FN192] This
would be “too great an encroachment on the federal patent system to be
tolerated.” [FN193] In fact, the power to grant IP protection (concerning the copying
of an item in this case) is strictly curtailed by the Constitution. A State cannot “extend
the life of a patent beyond its expiration date or give a patent to an article which
lack[s] the level of invention required for federal patents.” Doing so “would run
counter to the policy of Congress of granting patents only to true inventions and only
for a limited time.” State law then cannot encroach upon the federal patent law when
the protection given by the State clashes with the objectives of the federal patent
laws. [FN194]
In this case the Court held that the lamp was in the public domain, absent of any
federal regulation, and therefore might be made and sold by whomever may choose
to do so. [FN195] To allow a State to prevent the copying of an article not otherwise
protected at the federal level, would “permit the state to block off from the public
something which federal law has said belongs to the public.” [FN196]
In this case, the right to prevent copying an article clashes with the “welfare of the
community” [FN197] that requires that the requisites to obtaining a patent are strictly
observed. The Court mentioned the public domain to evoke the value of the “welfare
of the community” and to stress the interest of the public to enjoy goods “publicly
available.” [FN198] But there is no prescriptive meaning attached to the term.
§ 9) E. Eldred, et. al. v. J.D. Ashcroft (Jan 15 2003) and Luck's Music Library, Inc. and
Moviecraft, Inc. v. John Ashcroft. (June 10, 2004)
In the Eldred case, what is disputed is the Sonny Bono Copyright Term Extension
Act (CTEA) approved by the US Congress in 1998. [FN199]
The 1976 Copyright Act provided for a basic term of protection of the *444 life of
the author plus 50 years. [FN200] The CTEA extended the copyright term by 20 years
for both existing copyrighted works and copyrightable works not yet created,
establishing a copyright that lasts the life of the author plus 70 years after the
author's death.
The petitioners did not challenge the CTEA's “life-plus-70-years” time span
itself. [FN201] The punctum dolens, rather, was the extension of the copyright term
for existing copyrighted works, giving an additional time protection for works that
were going to enter the public domain. [FN202] The petitioners urged that the fixed
period of protection, in effect when copyright is secured, be the constitutional
boundary in the power of Congress to further extend the term of protection and claim
violation of both the Copyright Clause and the Free-Speech Clause of the Constitution.
The Supreme Court rejected the petitioners' claims.
As far as the violation of the free-speech clause is concerned, the Court stated that
the CTEA does not restrict free speech “for it grants the author an exclusive right only
to a specific form of expression; it does not shield any ideas or facts contained in the
copyright work and allows for ‘fair use’ even of the expression itself.” [FN203]
The Court also rejected the alleged violation of the copyright clause since nothing
in the constitutional text or history, the court said, prevents that a “limited time” may
be later extended for another “limited time.” [FN204]Furthermore, the Court rejected
the petitioner's argument for the interpretation of “limited time” in light of the clause's
preamble statement of purpose (“to promote the progress of science and useful
arts”). [FN205]
The petitioner urged that the CTEA's extension of existing copyright fails “to
promote the progress of science and useful arts” because it does not stimulate the
creation of new works and merely adds value to works already created. [FN206]The
Court disagreed with petitioner and put in evidence that Congress' legislative history
reveals a constant practice of “granting to authors of works with existing copyrights
the benefit of the term extensions so that all [works] under copyright protection will
be governed evenhandedly under the same regime.” [FN207] In other words,
according to the court, congress' consistent practice reflects “a judgment that an
author who sold his work a week before should not be placed in a *445 worse
situation than the author who sold his work the day after enactment of a copyright
extension.” [FN208] In placing existing copyright holders in parity with future holders,
equal incentives to creators are evenly guaranteed and for this reason the CTEA does
not fail to “promote . . .Progress [of Science].” [FN209]
Another claim was that “the CTEA's extension of existing copyrights without
demanding additional consideration ignores copyright's quid pro quo, whereby
Congress grants the author of an original work an ‘exclusive right’ for a ‘limited time’
in exchange for dedication to the public thereafter.” [FN210] The Court disagreed,
reasoning that the bargain theory in copyright does not carry as much weight as it
carries in patent law. In fact, in copyright the disclosure is not “exacted from” the
copyright holder (as it is in patent law), but disclosure is exactly the desired objective
of the author seeking protection. [FN211] Moreover, copyright gives the holder no
monopoly on any knowledge, facts, or ideas (meanwhile patent law prevents full use
by others of the inventor's knowledge).
In Luck's Music, [FN212] a seller of public domain foreign music and motion
pictures challenged the constitutionality of the Uruguay Round Agreements Act
(URAA) [FN213] provision restoring copyright protection to certain foreign works.
To restore copyright protection means to reinstate certain copyrights that have
previously fallen into the public domain. [FN214]
The URAA implemented in the U.S. article 18 of the Berne Convention for the
Protection of Literary and Artistic Works. [FN215] Article 18 of the Convention
provides that a member country must apply the protections of the Convention to all
works that have not yet fallen into the public domain through the expiration of the
copyright's term in its origin country. Section 514, amending 17 U.S.C. § 104A,
restores copyright to foreign copyright holders whose works remain protected in their
origin country, but entered the public domain in the United States due to the (a)
failure of the foreign copyright holder to comply with U.S. copyright formalities, (b)
absence of prior subject-matter protection such as sound recordings fixed before
1972, or (c) failure of the United States to recognize*446 copyrights from that
country. [FN216]
The plaintiffs, employing - mutatis mutandis - the same arguments used in Eldred,
claimed that section 514 exceeded the powers granted to Congress in Article I and
violated the First Amendment. In particular, the plaintiffs claimed that the IP clause
requires the public to have free access to copy and use works once they have fallen
into the public domain. [FN217]
The plaintiffs argued that, by enacting Section 514, Congress violated the IP clause
as well as the limit imposed by the IP clause grants, because Section 514 grants
retroactive copyrights to works that are not original and, hence, does not promote the
progress of science and the useful arts.
The District Court of Appeal rejected both claims.
First of all the Court stated, relying on Eldred, that past actions of congress show a
clear history of allowing retroactive copyrights, lending significant weight to the
constitutionality of the URAA. [FN218]
The plaintiffs claimed that restoration was impracticable for works already in the
public domain and they relied on the Graham case, where the court stated that
“Congress may not authorize the issuance of patents whose effects are to remove
existent knowledge from the public domain, or to restrict free access to materials
already available.” [FN219]
Here the Court stated, as already stated in Eldred [FN220] and Bonito
Boats,[FN221] that the Graham holding is unavailable because a different “scope of
protections creates noticeable differences between patent law and copyright law
doctrines.” [FN222] According to the Court “while a copyright confers on its owner an
exclusive right to reproduce the original work, a patent provides its owner with the far
broader right to exclusive use of the novel invention or design for a time-specific
period.” [FN223] For this reason the court affirmed that the Graham holding was
inapplicable to the present case and therefore nothing, not least the public domain per
se, would forbid the restoration of expired copyright.
Section 514 of the URAA (“Section 514”) implemented Article 18 of the Berne
Convention for the Protection of Literary and Artistic Works in the U.S. [FN224]Article
18 of the Berne Convention provides that a member country must apply the
protections of the Convention to all works that *447 have not yet fallen into the
public domain through the expiration of the copyright's term in its origin
country.[FN225] Section 514, amending 17 U.S.C. § 104A, restores copyright to
foreign copyright holders whose works remain protected in their origin country, but
entered the public domain in the United States due to the (a) failure of the foreign
copyright holder to comply with U.S. copyright formalities, (b) absence of prior
subject-matter protection such as sound recordings fixed before 1972, or (c) failure of
the United States to recognize copyrights from that country. [FN226]
The plaintiffs, employing mutatis mutandis - the same arguments used in Eldred -
claimed that Section 514 exceeded the powers granted to Congress in Article I and
violated the First Amendment of the Constitution. In particular, the plaintiffs claimed
that the IP clause requires the public to have free access to copy and use works once
they have fallen into the public domain. [FN227]
The plaintiffs argued that by enacting Section 514, Congress violated the IP clause
as well as the limit imposed by the IP clause, because Section 514 grants retroactive
copyrights to works that are not original and, hence, does not promote the progress of
science and the useful arts. [FN228]
The U.S. District Court for the District of Columbia rejected both claims. [FN229]
First, the Court, relying on Eldred, stated that the past actions of Congress show a
clear history of allowing retroactive copyrights, which lends significant weight to the
constitutionality of the URAA. [FN230]
The plaintiffs claimed that restoration was impracticable for works already in the
public domain and they relied on Graham, where the court stated that “Congress may
not authorize the issuance of patents whose effects are to remove existent knowledge
from the public domain, or to restrict free access to materials already
available.” [FN231]
In response to this contention, the Court stated, as already stated in
Eldred[FN232] and Bonito Boats, [FN233] that the Graham holding is unavailable
because “the differing scope of their protections creates noticeable differences
between patent law and copyright law doctrines.” [FN234] According to the Court
“while a copyright confers on its owner an exclusive right to *448 reproduce the
original work, a patent provides its owner with the far broader right to exclusive use
of the novel invention or design for a time-specific period.” [FN235] For this reason,
the Court affirmed that the Graham holding was inapplicable to the present
case. [FN236] Therefore, nothing, not least the public domain per se, would forbid the
restoration of expired copyright.
In Graham, the Court based its holdings on the rigors of the patent statute's
novelty requirement; a requirement that copyright almost completely lacks. The
plaintiffs' argument that a copyright cannot remove existing knowledge from the
public domain borrows from the patent's requirement of novelty (and not from a
purported public domain-rule). [FN237] On the other hand, the copyright statute has
no such requirement. [FN238] Thus, if the Court in Luck's Music envisions a limit to
Congress in the patent field [FN239], this limit is much thinner in
copyright. [FN240] In the copyright field, as is pointed out, requiring novelty would be
practically impossible, which is why we are compelled to rely on the troubled concept
of originality. [FN241]
*449 § 10) Public Domain as a Rule or a Principle?
From all of the analyzed cases emerges a concept of public domain that has
constantly been used by Courts to qualify information that is publicly
accessible.[FN242] The public domain is defined as the universe of inventions and
creative works that are not protected by intellectual-property rights and are therefore
available for anyone to use without charge. [FN243] Thus, the public domain is
employed to express, in negative terms, what is not protected by any form of
intellectual property.
As we have seen, the public domain, or rectius, the value expressed by the public
domain, has been implemented as an ancillary argument in order to assess the single
case.
In light of the Courts' construction of the public domain, the public domain,
contrary to the prevailing schools of thought, cannot be construed as a rule that
determines, in a binary fashion, [FN244] which behaviours will be punished or coerced
by the public power and which behaviours will be allowed. [FN245]
The rule that once in the public domain, it must remain there or in other words, a
“right not to be excluded” exists, cannot be found in judiciary decisions. On the
contrary, the conclusions in the Eldred and Luck's Music cases show that is possible to
withdraw information from the public domain on the assumption that it does not
hamper the progress of science, but rather, fosters the progress of science. This
purported rule is disproved by the practice of Congress, backed up by the courts, to
restore expired copyrights. In fact, had this rule existed, the restoration would have
been deemed unconstitutional. In the Traffix case the Court stated that further
protection would have been granted, allowing a partial recapturing from the public
domain, if the respondent had overcome “the strong evidence of functionality based
on the previous patent.” [FN246] Furthermore, in Singer Manufacturing Co. v.
Briley [FN247] there is explicit dictum in contrast with the purported public domainrule.
In this case, even though the Court acknowledges that under the holding in
Singer Manufacturing Co. v. June Mfg. Co.[FN248], the ‘Singer’ name had come to
indicate the class and type of machines made by that company and thus was in the
public domain. [FN249] However, the Court stated, “Singer
Manufacturing *450 Company [. . .] has by the constant and exclusive use of the
name ‘Singer’ in designating sewing machines [. . .] recaptured from the public
domain the name ‘Singer’ and it has come to mean not only that the manufactured
goods bearing that name are the manufactured goods of the Singer Manufacturing
Company, but that the mark ‘Singer’ serves as a guarantee of quality and that future
purchasers of products so marked are the products of the Singer Manufacturing
Co. [FN250] “The name ‘Singer’ has thus become a valid trademark of complainant
and is entitled to protection as such.”[FN251] The Court, after having negated
protection to the Singer name, acknowledged 60 years later that it is possible to
withdraw a name that has previously entered the public domain, contradicting the
public domain-rule.
The phrase “public domain” was borrowed from the field of real
property.[FN252] In real property law, every time a good is qualified as “public
property,” “common property “or “publici juris,” the qualification implies that “public
interest” is involved, where the adjective “public” indicates something that transcends
private or individual interests. In fact, “public property” goods are not the mere
objects of competing claims between private parties. A superior interest - sometimes
ordered by the Constitution, some times implied by common law - must be taken into
account in composing interests among private parties and between private parties and
the State. [FN253] The relevance of the “public interest” is the least common
denominator in the terms “public property,” “common property” and “publici juris,”
which have seeped into the omni-comprehensive term “public domain.” [FN254]
More and more scholars have been trying to instantiate an “affirmative” concept of
the public domain with the purpose of rendering that concept a herald of the “public
interests.” But what kind of public interests are they talking about? Different types of
public interests exist in the IPRs field. There is an interest, dictated by the
Constitution, to foster the progress of science and useful arts, an interest in the
access of information, an interest against monopolies, a public interest against
“confusion” in the trademark field, and so forth. According to some scholars, all of
these different interests can find expression in the “public domain,”*451 which is why
more than one concept of public domain has been fashioned. As many public domains
can be imagined, many are the “hopes it embodies, and the fears it tries to lay to
rest.” This assumption renders both the interpretation of the concept troubling and its
boundaries fuzzy.
However, the purpose shared by public domain advocates consists of an interest in
the access to information, in order to offset the expansion of IPRs protection. If this
interest is shared by all, very different ways exist to implement a supportive policy. In
the field of copyright, the public interest is best served, courts say, by “private ends.”
According to the Court, “the two ends [public good and reward for authors] are not
mutually exclusive; copyright law serves public ends by providing individuals with an
incentive to pursue private ones.” [FN255] On the other hand, public domain
advocates maintain that this “public interest” is best served by the concept of public
domain that, in the intention of many of them, would act as a rule forbidding any kind
of encroachment upon the publicly accessible field.
In reviewing the Graham case, as well as the Eldred and Luck's Music cases, it is
clear that in the patent field the value of the information in the public domain(?), and
the interest of the public in the access of existent knowledge, is discharged not by the
public domain, but it is absorbed and manifested by the novelty and non-obviousness
requirement. If the requirement by which Congress cannot remove existent
knowledge from the public domain is the expression of the interest of the “public,”
then this “public interest” finds manifestation and protection in the constitutional
patent clause and is made explicit by the requirements of novelty and nonobviousness.
[FN256] In the Eldred and Luck's Music cases, public domain advocates
complain that the public interest in accessing information has been disregarded. The
public domain, they claim, was not taken into consideration. But the Courts did not
ignore that interest. The courts reasoned that the same public interest was best
served, in those instances, by granting IPR protection, and thus, through “private
ends.” In the Kellogg and Traffix cases, the Court referred to the problem of granting
protection upon cessation of an IPR. The main argument used in those cases to
implement the public interest and deny protection was the generic nature of the name
and the functionality of the shape. [FN257] In the Singer and Webster cases no IPR
protection was granted because in doing otherwise, it would have “betrayed” the
bargain theory rationale, where the public interest represents one fundamental prong
of the aforesaid “bargain.” In other instances the public interest is served by reference
to the pre-emption rule (such as the Sears case) or by means of *452the “balance of
interest” stroked by statues and the Constitution (such as the Dastar case). In all of
these cases the public interest is implemented by means of legal arguments different
from the public domain.
This point is made even clearer in another trademark case wherein the Court
reasoned that to grant trademark protection to an expired design patent does not
mean to “extract something from ‘the public domain.”’ Rather, the Court reasoned, “if
the public recognizes and accepts [complainant's trade name or design] in a trade
mark sense, [complainant] seeks only federal recognition of that public interest. It is
the public that it is protected” [FN258] The Court did not ignore the public domain,
but only implemented the value it represents through different means.
On the other hand, it is almost universally acknowledged that the cultural process
is a complex phenomenon in which it is absolutely difficult to cut the edges between
what is owned by the IPR holder and what is not. This difficulty is due to the
ontological abstract nature of the IPRs' object of protection, which renders any
gauging or delimitation of boundaries difficult. If it is difficult in this field of law to
exactly delimitate what is own, it is likewise difficult to individuate what is not owned
or “owned by the public.” We rely on the troubled concept of originality to set
boundaries in copyright law, but it has been argued that the concept is highly inapt to
that end; so much so that it has been labelled as a “romantic vision of
authorship.” [FN259] Even the public domain will remain a troubled concept insofar as
it is “geometrically” delineated by means of conceptual legal categories of ownership.
But what does “public,” in the wording public domain, mean? What does “owned by
the public” mean? Generally the pubic domain is understood as “[t]he universe of
inventions and creative works that are not protected by intellectual-property rights
and are therefore available for anyone to use without charge. . .and can be
appropriated by anyone without liability for infringement.” [FN260] Other sources
state that “anyone can use a public domain work without obtaining permission, and no
one can ever own it.” [FN261] The different formulations that show, once more, the
ambiguity*453 and vagueness of the concept of public domain is striking. Is what
belongs to the public domain the realm of what is appropriable by everyone? Is it, as
the Romans would say, a res nullius? Or, instead, is it a realm in which nobody has a
legitimate property claim as happened in the res communes omnia? Or does it refer to
something owned and controlled by the government, like in the res
publicae? [FN262] If we persist to implement the usual legal categories of private law,
we will miss the point. [FN263] Insofar as we remain in the conceptual framework of
private rights, we will have trouble qualifying the public domain. Recognition of the
values and interests underpinning the public domain comes before, the ideological,
deontological, and practical fashioning of a private right. [FN264] How can it be
possible to set accurate boundaries, by means of property rights, for such a complex
phenomenon as the “cultural process” ? The true problem is the relationship between
the culture, the realm of knowledge in general, and the “product” of that process. It is
this relationship that deserves the attention of scholars, leading to further progress in
instantiating a stronger value in the access to information. If we want to foster the
interest in access to information goods we better re-think the way in which the law
categories of private rights (irregardless of how they are employed) [FN265] are
applied to the complex phenomenon of culture and science. [FN266]
In the end, whatever path one chooses to take in the fight against the “enclosure
of the mind,” one must confront the empirical data. First, the public domain is used
and construed by courts as a status of the mere negative aspects of IPRs. Second,
even though rhetoric matters, the sum of the very different approaches and theories
contribute to an image of the public domain as an “empty box,” capable of every form
and meaning, and thus, with no defined form altogether.
However, from the analyzed case law emerges the idea that if the public domain
represents a status, it is also a “lens” - through which we look at the facts - that is
being tainted by the underlying interest, variously*454 qualified and grounded, case
by case. The public domain is capable of many shapes but, it cannot change its
meaning every time. This would run the risk of replicating already existing contents,
or creating useless new ones. Instead, an attempt should be made to coagulate all the
different interests and values that have emerged into one strong centrifugal force
(“the enclosure”). The name could be “the public domain” . As a proposal for further
analysis, this public domain would be more apt to express the public interest in the
“access of information,” absorbing all the instances in which courts called upon a
public interest denying protection. If public domain is construed, not as a rule, but as
an interpretive principle that “states a reason [freedom in accessing “information” ?]
that argues in one direction, but does not necessitate a particular decision [that]
officials must take into account, if relevant, as a consideration inclining in one
direction or another.” [FN267]
[FNd1]. J.D, University of Pisa, Italy. Ph.D at ISUFI (Institute for Advanced
Interdisciplinary Studies), University of Lecce, Italy.
[FN1]. Here “intellectual creation,” “intellectual endeavors,” “information goods,” are
used interchangeably meaning all the abstract objects that are capable of IPRs
protection.
[FN2]. See James Boyle, The Public Domain: Foreward: The Opposite of Property?, 66
Law & Contemp. Probs. 1 (2003).
[FN3]. See Achille de Nitto, Diritto dei Giudici e Diritto dei Legislatori. Ricerche in
Tema di Teoria delle ‘Fonti’ (Argon 2002) (“The Law-Makers' And Judges' Law: A
Research On The Origins Of The Law.”).
[FN4]. See Ronald Dworking, infra Part II, § 10.
[FN5]. If in the 60s Charles Reich recognized the emergence of a new “figure” of
property in the form of entitlements created by the government, we assist nowadays
to the emergence of a “new, new” intellectual property, in the form of new
entitlements and enlarged scope of protection. See Charles A. Reich, The New
Property, 73 Yale L.J. 733, 746 (1964); see also Gregory S. Alexander, Commodity &
Property 366 (U. of Chi. Press 1997); see e.g. Anupam Chander, The New, New
Property, 81 Tex. L. Rev. 715 (2003).
[FN6]. See James Boyle, The Public Domain: The Second Enclosure Movement and the
Construction of the Public Domain, 66 Law & Contemp. Probs. 33, 42 (2003). He
explains this point well: “Imagine a line. At one end sits a monk painstakingly
transcribing Aristotle's poetics. In the middle lies the Gutenberg printing press. Three
quarters of the way along the line is a photocopying machine. At the far end lies the
Internet and the online version of the human genome.... To deal with the monkcopyist,
we need no intellectual property rights because physical control of the
manuscript is enough. To deal with the Gutenberg press, we need the Statute of
Anne. To deal with the internet, we need the Digital Millennium copyright Act, the No
Electronic theft Act, the Sonny Bono Term extension Act...”
[FN7]. This trend had a boost in the late twentieth century when information and IPRs
became an important part of United States gross domestic product. Indeed, core
copyright industries alone are accountable for five percent of the GDP of most
industrialized nations and the full impact of copyright in the United States in 1999 is
estimated at 7.33% of GDP or $ 678 billion. See International Intellectual Property
Alliance, Copyright Industries in the U.S. Economy: The 2000 Report,
http://www.iipa.com/pdf/2000_SIWEK_EXEC.pdf (last accessed May 14, 2005).
[FN8]. See e.g. Richard A. Posner, Economic Analysis of Law (5th ed., Aspen L. & Bus.
1998).
[FN9]. According to which, very roughly, the more property, the better. See Michael P.
Scharf, The Law of International Organization 654 (Carolina Academic Press 2001).
[FN10]. The first enclosure movement was a process of “privatization”, a process by
which lands that had been common property, or had been outside of the property
system altogether, were converted into private property. See Boyle, supra n. 7, at 37.
[FN11]. In 1968, biologist Garret Hardin labelled as “the tragedy of the commons” the
scenario in which, absent of any private property rights regime, environmental
dysfunctions of overuse and underinvestment would occur. See Garret Hardin, The
Tragedy of The Commons, Science, 1243 (Dec. 13, 1968); see also contra e.g. Susan
J. Buck, The Global Commons: An Introduction xiii (Island Press 1998) (citing forward
by Elinor Ostrom).
[FN12]. See Boyle supra n. 7, at 38.
[FN13]. Id.
[FN14]. See Intl. News Serv v. The Associated Press, 248. U.S. 215, 250 (1919)
(Brandeis, J., dissenting).
[FN15]. For the concept of “technological inversion,” see also Lawrence Lessig,
Dunwody Distinguished Lecture in Law: The Creative Commons, 55 Fla. L. Rev. 763
(2003).
[FN16]. See MegaLaw, 1909 Copyright Act, http://
www.megalaw.com/top/copyright/1909cact.php (last accessed Feb. 9, 2007).
[FN17]. See infra Part II § 1.
[FN18]. For a historical perspective of the public domain, see Karl-Erik Tallmo, The
History of Copyright: The Statute of Anne, http://
www.copyrighthistory.com/anne.html (last accessed May 1, 2006); L. Ray Patterson &
Stanley W. Lindberg, The Nature of Copyright 20 (U. of Ga. Press 1991); Mark Rose,
The Public Domain: Nine-Tenths of the Law: The English Copyright Debates and the
Rhetoric of the Public Domain, 66 Law & Contemp. Probs. 75, 76 (2003); Lyman Ray
Patterson, Copyright in Historical Perspective 20-27, (Vanderbilt U. Press 1968); Malla
Pollack, Purveyance and Power, or Over-Priced Free Lunch: The Intellectual Property
Clause a Saint Ally of the Taking Clause in the Public's Control of Government, 30 S.w.
U. L. Rev. 1, 40-54 (2000); Tyler T. Ochoa & Mark Rose, The Anti-Monopoly Origins of
the Patent and Copyright Clause, 49 J. Copy. Socy. 675, 679-99 (2002).
[FN19]. See e.g. Julie E. Cohen, Copyright, Commodification, and Culture: Locating
the Public Domain, in The Future of the Public Domain 121 (P. Bernt Hugenholtz &
Lucie Guibault eds., Kluwer Law International 2006).
[FN20]. See Tyler T. Ochoa, Origins and Meanings of the Public Domain, 28 Dayton L.
Rev. 215 (2002) (delving into this history and that points out two main characteristics
of this kind of public property. The first one is that any member of the public could
make, use or sell the invention. The second characteristic is that the quality of “public
property” is irrevocable: one something had become public property, it was beyond
the power of the government to privatize it by granting a new patent or copyright. Id.
at 234. As I will point out later on, the latter characteristic, if it was true at all at the
outset of the IPRs system, it is not true nowadays).
[FN21]. Id.; see also e.g. Callaghan v. Meyers, 128 U.S. 617, 623 (1888) (“The
answer avers that all matters contained in the volumes are public and common
property...and as such not susceptible of copyright.”).
[FN22]. Id at 235.
[FN23]. See e.g. Thompson v. Haight, 23 F. Cas. 1040, 1047 (S.D.N.Y. 1826); See
also Julie Cohen, supra n. 20 at 10; see comments at n. 18.
[FN24]. It may not be a coincidence that, at the time, the principle of election was
operative, which limited an author to only one type of IP protection (indirectly
delimiting and singling out each field of the IP system. See infra, part. II § 3.1.
[FN25]. See infra Part II, § 1
[FN26]. But see infra Part II, § 1.
[FN27]. See infra part II.
[FN28]. Indeed, as some scholars have already pointed out, the term public domain
parallels the French term “domaine publi.c” See e.g. Boyle, supra n. 7, at 36; Jessica
Litman, The Public Domain, 39 Emory .L. J. 965 (1990). See also infraMerriam v.
Holloway Pub. Co., 43 F. 450 (1890). See also the Berne Convention Concerning the
Creation of an International Union for the Protection of Literary and Artistic Works, (as
revised at Paris, France, July 24, 1971 Item A-1 (Sept. 9, 1886), Copyright Laws and
Treaties of the World (UNESCO 1997).
[FN29]. As James Boyle points out, a definition of public domain is useful or useless.
“It is not true or false, any more that a new year's resolution or an insurance policy. A
definition is in fact a type insurance against certain risks of confusion. It cannot, any
more than can commercial insurance policy, eliminate all risks.” Felix S. Cohen,
Transcendental Nonsense and the Functional Approach, 35 Colum. L. Rev. 809, 835-
36 (1935).
[FN30]. See William Kraisilosvky, Observation on the Public Domain, 14 bull. Cr. Soc.
205, 205 (1967)(It is possible to analogically extend, mutatis mutandis, this definition
to all the IPRs).
[FN31]. See Eldred v. Reno, 239 F.3d 372, 379 (D.C. Cir. 2001) which centered on
the constitutionality of the Copyright Term Extension Act of 1998. Judge Douglas
Ginsburg of the D.C. Circuit Court of Appeals, in upholding that the recent twentyyear
extension of the copyright term for existing works does “promote progress,”
claimed that it was romantic nonsense to believe that works are better off in the
public domain. Id at. 379. When copyright ends, Judge Ginsburg wrote, works that are
no longer private property are likely to “disappear - not enter the public domain but
disappear.” Id. Keeping them under statutory protection makes them more accessible
to the public. Id. Increasingly, law and economic scholarship also favours the antipublic
domain view, arguing that information resources are more likely to be created
and exploited at optimal levels under a comprehensive privacy control regime rather
than under one that relies on a large public domain. See generally William M. Landes
& Richard A. Posner, An Economic Analysis of Copyright Law, 18 J. Legal Stud. 325
(1989). According to Douglas G. Baird “freedom of expression... requires careful
guardianship of the public domain. We don't want corporate giants like Disney suing
people who use Mickey to engage in social satire now and again. Second, we want to
protect the moral rights of artists, non-waivable rights to ensure their artistic integrity
against corporate rapacity. These impulses, however, are ones that we should resist.
It is not necessarily a bad thing that Disney still owns rights to Mickey Mouse. It gives
Disney an incentive to preserve this icon. Without intellectual property protection,
there would be nothing to stop cheap reproductions and the dilution and tarnishing
that comes with it. There would be nothing to stop the use of Mickey for any and all
purposes. Our world is not necessarily a better place if anyone can show Mickey
Mouse shooting heroin, as indeed someone has tried. We may have little to fear from
the Bogart persona being subject to intellectual property protection. Perhaps, rather
than wanting it in the public domain, we should want someone to own the persona,
promote it, and take care it is well-preserved.” See Douglas G. Baird, Does Bogart
Still Get Scale? Rights of Publicity in the Digital Age, 4 Green Bag 2d 357, 363-64
(2001). On the same line of thought, but from another prospective, Professor R. Polk
Wagner argues that enclosure is a good way to promote innovation and that enlarging
the public domain would be less effective in stimulating creativity: “I note how
dynamic incentive-effects and the inherent nature of information combine to increase
the content of the public domain over time, irrespective of the appropriateness of the
work protected by intellectual property. That is, because even perfectly controlled
works nonetheless transfer significant information into the public domain, it turns out
that over the long term, additional control is likely to stimulate additional works - and
thus grow the public domain, even assuming no access to the protected work itself.”
See R. Polk Wagner, Information Wants to Be Free: Intellectual Property and the
Mythologies of Control, 103 Colum. L. Rev. 995, 1000 (2003). Wagner also assumes,
however, that the spillovers - the informational content revealed from inventions and
contained in copyrighted works - will escape enclosure and will be added to the public
domain. Id. These views are encompassed under the label “semiotic stewardship”: a
single proprietor must police the meaning of the intellectual creation in order to
maintain its integrity and meaning. If works or marks can be “played to death,”
diluted, tarnished, or turned into a cliché, their meaning can be destroyed. See e.g.
Boyle, supra n. 3.
[FN32]. See Edward Samuels, The Public Domain in Copyright Law, 41 J. Copy. Socy.
137 (1993). According to Samuels the “public domain” is not so much a theory as a
tendency to resolve borderline or new cases in favour of non-protection rather than
protection. See Edward Samuels, The Public Domain Revisited, 36 Loy. L.A. L. Rev.
389 (2002). He poses the following questions and arguments: “Is the public domain
simply whatever is left over after various tests of legal protection have been applied?
Is it the mere ‘background,’ the ‘negative’ of whatever may be protected? Or is there
something about the public domain, some compelling public policy or legal principle,
that gives it a life of its own, that would tend to attribute positive aspects to it, that
would make it something of the form instead of just the background?” Id. at 617. He
answers the questions as follows: “After reviewing the various proposed arguments
supporting a general theory of the public domain... it would appear that there simply
is no such general theory. Instead, there are several discrete contexts in which
arguments about the public domain are encountered, each context raising different
considerations that may have little or nothing to do with each other, and that
cumulatively constitute what remains after one examines all possible sources of legal
protection for works of authorship. What is gained by reifying the negative, and
imagining a “theory” of the public domain? If one wants to encourage a presumption
against new forms or areas of protection, then one can do so without having to invoke
a magical “public domain.” There are dozens of battlegrounds between those who
want to expand intellectual property protection and those who want to limit it or
narrow it in any given context. The arguments in each context should be kept
separate, since they raise different policy issues. Nevertheless, the individual issues
sometimes tend to be elusive, and one's attitude toward them tends to be flavored as
often as not by one's general attitude toward copyright law. If those who find
themselves continually on the side arguing for a limitation of protection need a
rallying cry, perhaps it can be “the public domain.” The invocation may seem to add a
moral overtone to the argument, to counterbalance the morally charged principles
invoked time and again by the protectionists. In the final analysis, however,
[paraphrasing Ralph Brown] “such vague rhetoric does little more than adorn the
stage on which actual choices must be played out.” Id. at 389-390.
[FN33]. “I thought about the public domain at the time when it seemed to me that in
the American law there was too much appetite for protectionist theories and an
expanded reach of IPRs and no real concern for public domain [...] When I began
thinking about it, the public domain was what was left over when IPRs protection
expired or what was left over when IPRs were determined not to apply. [By way of
contrast], I identified the public domain as an affirmative concept in itself.” See
Interview with. David Lange, professor at Duke University, Durham, North Carolina.
(Apr. 4, 2005). To explain his idea he used an analogy about the African savannah:
“Imagine an African veldt” he suggests, “where lions and jackal and gazelles dwell in
uneasy symbiosis while the sun shines down dispassionately upon them. There is
symbiosis among them, yet it requires only this much imagination to understand
these inhabitants of the veldt as separate animals. Indeed, the function of taxonomy
is to enable us to draw these singularly useful, but also elementary, distinctions. You
have to be a lion- or a jackal-lover of limited imagination or unlimited commitment to
argue that gazelles are to be understood as no more then whatever is left over after
their adversaries have finished feeding... My project is to recognize gazelles as
gazelles... and to give them means with which to defend themselves against their
natural enemies.” See David Lange, The Public Domain: Reimaging the Public Domain,
66 L. & Contemp. Probs. 463 (2003). He suggests that “recognition of new intellectual
property interests should be offset today by equally deliberate recognition of
individual rights in the public domain... Each [intellectual property] right ought to be
marked off clearly against the public domain.” See David Lange, Recognizing the
Public Domain, 44 L. & Contemp. Probs. 147, 147-50 (1981). He proposed an
approach that would recognize the public domain with its own dignity and capable of
an affirmative claim. He points out the existence of a deep link, in the copyright
arena, between the ongoing expansion of IPRs and the shrinking of the public domain.
David Lange, when in the late 1970s began thinking about the public domain “was not
interested in theory.” Instead, he says, “I really wanted primarily to encourage people
to take the idea of the public domain seriously and in practical I wanted the people -
congress actually - to accept as a kind of guiding principle that no new protection
would be recognized unless, first, people that wanted the protection explain why they
need it and how it would affect the rights of others.” Id. Interview with David Lange..
From his first attempt to imagine an affirmative concept of public domain, Lange
recognizes that it has been an evolution in this field and that there are scholars that
think that there are many public domains but for him “one does not make more sense
that another.” Another important thing in the understanding of the public domain, Prof
Lange points out is “to decide what yourself want to adopt as your approach to the
public domain (since European may think to the public domain in a very different way
from American's.)” To be sure, he advises, “the public domain is not necessarily the
same for an Italian as for an American.” Id Interview with David Lange. To be sure,
my approach takes into account the legal principles that stem form the US legal
system but it must be pointed out that I am an European, and more specifically, an
Italian, who carries all his cultural and language understanding. Thus, any
“objectiveness” of the approach will not be possible. And my approach will be
inevitably tainted with my own set of believes and values.
[FN34]. But see also Benjamin Kaplan, An Unhurried View Of Copyright 46 (Columbia
U. Press 1967); Ralph S. Brown, Jr., Unification: A Cheerful Requiem for Common Law
Copyright, 24 UCLA. L. Rev. 1070 (1977); Ralph S. Brown, Publication and Preemption
in Copyright Law: Elegiac Reflections on Goldstein v. California, 22 UCLA. L. Rev. 1022
(1975); Ralph S. Brown, Product Simulation: A Right or a Wrong?, 64 Colum. L. Rev.
1178, 1216 (1964); Ralph S. Brown, Eligibility for Copyright Protection: A Search for
Principled Standards, 70 Minn. L. Rev. 579 (1985).
[FN35]. One person's information output is someone else's information input; See e.g.
Italo Calvino, “Molteplicità” in “Lezioni Americane. Sei Proposte per il Prossimo
Millennio.” Mondadori Ed. (1993) (“Multiplicipity”, in “American Lessons, Six Proposal
for the New Milenium.”); Rosemary J. Coombee, The Cultural Life of Intellectual
Properties: Authorship, Appropriation, and Law (1998); Susan P. Crawford,
The Biology of the Broadcast Flag, 25 Hastings Comm. &. Ent. L. J. 603 (2003); See
Suzanne Scotchmer, Standing on the Shoulders of Giants: Cumulative Research and
the Patent Law, 5 J. Econ. Persp. 29 (1991); See Julie E. Cohen supra n. 20; Pamela
Samuelson & Suzanne Scotchmer, The Law & Economics of Reverse Engineering, 111
Yale L. J. 1575 (2002).
[FN36]. The phrase comes from Sir Isaac Newton, who stated, “If I have seen farther,
it is by standing on the shoulders of giants.” Ltr. from Isaac Newton to Robert Hooke
(Feb. 5, 1676), reprinted in Robert K. Merton, On the Shoulders of Giants: The Post-
Italiante Edition (U. Chi. Press 1993).
[FN37]. See Jessica Litman, The Public Domain, 39 Emory. L. J. 965, 968
(1990)(Litman opposes the traditional view of the public domain as the mere negative
aspect of property. She claims that “The Public Domain should be understood not as
the realm of material that is undeserving of protection, but as a device that permits
the rest of the system to work by leaving the raw material of authorship available for
authors to use.”).
[FN38]. See Lawrence Lessig, The Future of The Ideas (Random House ed. 2001)
(According to Lessig: “By a commons [i.e. the public domain: when a work, a
resource, is accessible for everyone and this work pertains the cyberspace, the term
generally used in the literature is commons] I mean a resource that is free. Not
necessarily zero cost, but if there is a cost, it is a neutrally imposed, or equally
imposed cost.” In other words, the public domain is a resources that can be protected
by a liability rule rather than a property rule); See also J.H. Reichman, Taking Stock:
The Law and Economics of Intellectual Property Rights: OfGreen Tulips and Legal
Kudzu: Repacking Rights in Subpatentable Innovation, 53 Vand. L. Rev. 1743, 1747-
53 (2000); Larry Lessig, The Architecture of Innovation, 51 Duke L. J. 1783, 1788
(2002).
[FN39]. Boyle urges that what one argues is or is not in the public domain depends on
why one cares about it; it depends on the vision of freedom or creativity one thinks
the public domain stands for, and what dangers it protects against. The public
domain, Boyle argues, will change its shape “according to the hopes it embodies, the
fears it tries to appease, and the implicit vision of creativity on which it rests.” The
peculiar Boyle's concern is maintaining innovation against the danger of monopoly,
the monopolistic control over “chock points imposed by the will of others, freedom
from others telling us what we can do” . In the end, the public domain for Boyle
(rectius: its content) becomes what “will cure monopoly control of standards with
strong network effects.” See James Boyle, Shamans, Software, & Spleens. Law and
the Construction on the information Society 6 (Harv. U. Press 1996); Boyle, supra n.
3; James Boyle, The Second Enclosure Movement and the Construction of the Public
Domain, 66 L. & Contemp. Probs. 33 (2003); James Boyle, A Politics of Intellectual
Property: Environmentalism for the Net?, 47 Duke L.J. 87 (1997).
[FN40]. See Julie Cohen supra n. 20 (In her article, Cohen (substantially) advances
two claims: artistic culture is an intrinsic good worth privileging and, artistic culture is
most usefully understood not as a set of products (“cultural goods”), but rather as a
relational network of actors, resources, and creative practices. She argues that this
network develops in ways that are path-dependent, cumulative, recursive, and
collaborative. An interesting point is that, according to Cohen, a crucial ingredient in
the development of artistic culture is the practical, uncontrolled accessibility of any
elements within the network to other elements. She understands the public domain as
a “policy construct” intended to foster the development of artistic culture. Therefore,
she claims, a theory of the public domain makes sense when measured against the
ways creative practices work).
[FN41]. See Joan E. Schaffner, Patent Preemption Unlocked, 1995 Wis. L. Rev. 1081
(1995) (According to Schaffner, “[t]he public domain represents a standard against
which congress evaluates added value.” In the patent field of law, the invention in the
public domain becomes a standard, that is the “concrete example, a specification”
against which the choice to grant protection must be evaluated).
[FN42]. After reviewing the purposes and economical meanings of the protection
granted to IPRs, Oddi concludes that there is a strong theme running through
intellectual property law that recognizes the importance of the disclosure of
intellectual creations for their value as stimuli for further creation (and “without the
quo of disclosure, the quid of protection is undermined.”) He reviews the
neurobiological and psychological mechanisms by which human beings think and
perceive external stimuli. He argues that those stimuli, represented by things in the
external world and perceived by the senses of humans, trigger the “creative process”
that lead, in turn, to new and original mental conceptions and ideas. Oddi argues that
all of these stimuli lie in the public domain. But see A. Samuel Oddi, The Tragicomedy
of the Public Domain in Intellectual Property Law, 25 Hastings Comm. & Ent. L. J. 1, 8
(2000).
[FN43]. Yockai Benkler takes into account the influence of the copyright system on
the US First Amendment and he wants to assert that the public domain is not a
“subsidy to users” but is a constitutional required element of U.S. information law.
See Yochai Benkler, Free As The Air To Common Use: First Amendment Constraints
On Enclosure Of The Public Domain, 74 N.Y.U.L. Rev. 354 (1999); Yochai
Benkler,Freedom in the Commons: Towards a Political Economy of Information, 52
Duke L.J. 1245 (2003); Yochai Benkler, The Public Domain: Through the Looking
Glass: Alice and the Constitutional Foundations of the Public Domain, 66 L. &
Contemp. Probs. 173 (2003).
[FN44]. Wendy Gordon supplies a good exegesis of the natural law theories of John
Locke to explain the significance of a rich public domain in intellectual property as so
to protect a free speech interest. The main point - that could give a specific meaning
to the concept of public domain - is that, according to Gordon's interpretation of
Locke's theory, when the private and public domain clash, the latter must prevail. But
see Wendy J. Gordon, A Property Right in Self-Expression: Equality and Individualism
in the Natural Law of Intellectual Property, 102 Yale L.J. 1533, 1556-57 (1993).
[FN45]. Pamela Samuelson proposes to “map” the public domain and defines it as “a
sphere in which contents are free from intellectual property rights” even though, she
adds, there is a “murky terrain” near the boundaries consisting of some intellectual
creation that Courts have treated as in the public domain for some purposes, but not
for all purposes. Cfr. Pamela Samuelson, The Public Domain:Mapping the Digital Public
Domain: Threats and Opportunities, 66 L. & Contemp. Probs. 147 (2003). Pamela
Samuelson, Digital Information, Digital Network, and the Public Domain, 68 L. &
Contemp. Probs. 80 (2002).
[FN46]. See Lange, supra n. 32, at 177.
[FN47]. See Samuels, supra n. 33, at 31.
[FN48]. See Chaim Perelman and L. Olbrechts-Tyteca, The New Rhetoric: A Treatise
on argumentation, Intro. (U. of Notre Dame Press 1969). To convince means “to
overcome in argument,” from Latin convincere “to overcome decisively,” from comintensive
prefix + vincere “to conquer” . Whereas, to persuade is the action of
inducing (someone) to believe (something). Above all in the legal field, we cannot
“conquer” (“to put down by force) with logic - as in mathematics - the assent of the
interlocutor. However, we can induce (from Latin inducere “lead into, persuade,”) the
interlocutor - by means of arguments - to take into account our point. See Online
Etymology Dictionary, http://www.etymonline.com/ (last accessed Aug. 8, 2006).
[FN49]. See Rose, supra n. 19, at 87.
[FN50]. Edward Lee, The Public's Domain: The Evolution of Legal Restraints on the
Government's Power to Control Public Access Through Secrecy or Intellectual
Property, 55 Hasting L. J. 91 (2003).
[FN51]. Id. at 102.
[FN52]. What is said by Edward Lee is a tautology. Basically stating that “the public
domain is a right to something... in the public domain?”
[FN53]. Perelman & Olbrechts-Tyteca, supra n. 49, at 102.
[FN54]. Id. at 118.
[FN55]. Id. at 116.
[FN56]. See Diane Leenheer Zimmerman, Is There a Right to Have Something to Say?
One View of the Public Domain, 73 Fordham L. Rev. 297 (2004). The author explores
the first amendment doctrine to sustain her claims.
[FN57]. Here, “commons” has the same meaning of public domain.
[FN58]. Perelman Olbrechts-Tyteca, supra n. 49, at 356.
[FN59]. Id. at 372.
[FN60]. Oddi, supra n. 43.
[FN61]. Malla Pollack, The Owned Public Domain: The Constitutional Right Not to be
Excluded or The Supreme Court Chose the Right Breakfast Cereal In Kellog v. National
Biscuit Co., 22 Hasting Comm. & Ent. L. J. 265, 286 (2000).
[FN62]. Id. at 267.
[FN63]. Id. Pollack describes the public's rights to the commons as a form of
ownership. I doubt that this is the right definition since the kind of ownership
envisioned by Prof. Pollack turns out to be a right not to be excluded. This is quite
different from the classic “bundle of rights” of ownership of which the principle right is
the right to exclude.
[FN64]. Id.
[FN65]. Singer Mfg. Co. v. June Mfg. Co., 163 U.S. 169 (1896).
[FN66]. Supra Part I § 2.
[FN67]. See Merriam v. Holloway Publg. Co., 43 F. 450 (1890).
[FN68]. Perelman and Olbrechts-Tyteca, supra n. 49, at 189-190.
[FN69]. See supra § 5
[FN70]. Perelman and Olbrechts-Tyteca, supra n. 49, at 108.
[FN71]. Id. at 110.
[FN72]. Pollack, supra n. 62, at 178. For the meaning of genericness see part II § 1.
[FN73]. Id. at 180.
[FN74]. Id. at 181.
[FN75]. Id. at 183 (emphasis added).
[FN76]. Id. at 185. Tacitly, in the event that the owner accepts the benefits of the
monopoly; Expressly in the event, like in the instant case, that the owner connects
the name the name to the machine as to lend countenance to the resulting dedication.
It is evident that a trade mark protection could have been granted had the owner not
acquiesced in the name.
[FN77]. Today we do not care what particular phrasing the court uses. We do not care
here if the court uses the term public juris, public property or public domain. The
Court uses those terms indifferently. See Part II, chapter 4, § 2.
[FN78]. Pollack, supra n. 62, at 185.
[FN79]. See Cheavin v. Walker, 5 Ch. Div. 850 (1877).
[FN80]. Pollack, supra n. 62, at 194.
[FN81]. Id. at 195.
[FN82]. Id. at 197 (emphasis added).
[FN83]. Id. at 178.
[FN84]. Id. at 203.
[FN85]. See e.g. William W. Fisher, Theories of Intellectual Property, in New Essays in
the Legal and Political Theory of Property, Stephen R. Munzer (Cambridge University
Press, 2001); see Robert P. Merges, One Hundred Years of Solicitude: Intellectual
Property Law, 88 Cal. L. Rev. 2187, 2239-40 (2000); see Zimmerman, supra n. 57, at
302.
[FN86]. Even though in copyright the bargain theory has a different weight. SeeEldred
v. Ashcroft, 537 U.S. 186.
[FN87]. See Perelman Olbrechts-Tyteca, supra n. 59, at 291.
[FN88]. Pollack, supra n. 62, at 185.
[FN89]. Id. at 194.
[FN90]. Id. at 185.
[FN91]. Id.
[FN92]. Id. at 186.
[FN93]. Perelman Olbrechts-Tyteca, supra n. 49, at 109.
[FN94]. Id..
[FN95]. See § 10.
[FN96]. See The Berne Convention, supra n. 27.
[FN97]. Kellogg Co. v. National Biscuit Co., 305 U.S. 111 (1938).
[FN98]. Id. at 112.
[FN99]. Id. at 112-13.
[FN100]. Id. at 113.
[FN101]. Id. at 113-14.
[FN102]. Id. at 113.
[FN103]. Id.
[FN104]. Id.
[FN105]. Singer Mfg. Co.,163 U.S. 169.
[FN106]. Kellogg Co., 305 U.S. at 113.
[FN107]. Id. at 114.
[FN108]. Id. at 115.
[FN109]. See Traffix Devices, Inc. v Mktg. Displays, Inc. 532 U.S. 23, 32
(2001)(finding that the design or packaging of a product may acquire a distinctiveness
which serves to identify the product with its manufacturer or source; and a design or
package which acquire this secondary meaning, assuming other requirements are
met, is a trade dress which may not be used in a manner likely to cause confusion as
to the origin, sponsorship, or approval of her goods).
[FN110]. Id. at 25.
[FN111]. Id at 23.
[FN112]. Id.
[FN113]. Id. at 34.
[FN114]. Id. at 30.
[FN115]. Id. at 29-30.
[FN116]. Id. at 30.
[FN117]. Id. at 32 (contending “even if there has been no previous utility patent the
party asserting trade dress has the burden [i.e. has the chance] to establish the nonfunctionality
of alleged trade dress features).
[FN118]. Id. at 34.
[FN119]. Id. at 29.
[FN120]. Id. at 35.(finding that “[i]f despite the rule that functional features may not
be the subject of trade dress protection, a case arises in which trade dress become
the practical equivalent of an expired utility patent, that will be time enough to
consider the matter.”).
[FN121]. Id.
[FN122]. Merriam v. Holloway Publg. Co., 43 F. 450. 451(1890).
[FN123]. See Robert P. Merges, Peter, S. Menell & Mark A. Lemley, Intellectual
Property in the New Technological Age 659 (4th ed., Aspen 2006).
[FN124]. In re Yardley, 493 F.2d 1389 (Cust. & Pat. App. 1974).
[FN125]. Now suppressed.
[FN126]. See In Re Yardley, 493 F.2d at 1391.
[FN127]. Id. passim at 1391-1395.
[FN128]. Id. at 1394.
[FN129]. The outcomes in cases like Singer and Webster could have been influenced
by this rule.
[FN130]. See Merriam v. Holloway Publg. Co., 43 F. 450 (1890).
[FN131]. Id at 451-452 (stating “I will say... that the contention that complaints have
any special property in “Webster's Dictionary” in all nonsense, since the copyright has
expired. What do they mean by the expression “their book”, when hey speak of
Webster's Dictionary? It may be their book if they have bought it, as a copy of
Webster's Dictionary is my book if I have bought it...”).
[FN132]. In that time, upon expiration of an initial term of a copyright, another 14
years of protection could have been granted.
[FN133]. Merriam, 43 F. at 451.
[FN134]. Id. at 452.
[FN135]. Supra Part II §3.1.
[FN136]. See e.g., Cohen, supra n. 18; Oddi, supra n. 41; Lee, supra n. 49.
[FN137]. Graham v. John Deer Co., 383 U.S. 1, (1966).
[FN138]. Edward Lee, The Public's Domain: The Evolution of Legal Restraints on the
Government's Power to Control Public Access Through Secrecy or Intellectual
Property, 55 Hastings L.J. 91, 110 (2003). see also Boyle supra n. 7.
[FN139]. See Graham v. John Deer Co., 383 U.S. at 5.
[FN140]. Id.
[FN141]. Id. at 5-6.
[FN142]. Id. at 5.
[FN143]. Id.
[FN144]. Id. at 6.
[FN145]. Id. at 9.
[FN146]. Id. (emphasis added).
[FN147]. Id. (emphasis added).
[FN148]. See 35 USC § 102(g) (2006).
[FN149]. Joan E. Schaffner, Patent Preemption Unlocked, 1995 Wis. L. Rev. 1081,
1094 (1995).
[FN150]. This case is different form the previously one. In this case the complainant is
seeking protection for something that has never been protected. In the previously
cases, the protection was sought after a former protection had expired.
[FN151]. The rule asserted by the Graham case (“Congress may not authorize the
issuance of patent whose effects are to remove existent knowledge from the public
domain, or to restrict access to material already available”) is limited only to
application for patent. Golam v. Ashcroft, 310 F. Supp. 2d 1215, 1219 (D. Colo.
2004).
[FN152]. Feist Publications, Inc. v. Rural Tel. Serv. Co., 499 U.S. 340 (1991).
[FN153]. Id. at 352-353.(the Second Circuit, from which the appeal came, recognizes
the theory that “[t]he right to copyright a book... does not depend
upon<<backslash>>whether the materials which he has collected consist or not of
matters which are publici juris, or whether such materials show literary skill or
originality, either in thought or in language, or anything more than industrious
collection.”).
[FN154]. Id. at 363-364.
[FN155]. Id.
[FN156]. See Jessica Litman, The Public Domain, 39 Emory L.J. 965, 998 (1990).
[FN157]. Contra Samuels, supra n. 33.
[FN158]. See Lee, supra n. 139, at 114.
[FN159]. See Roger D. Blair and Thomas F. Cotter, Strict liability and its Alternatives
in Patent Law, 17 Berkley Tech. L.J. 799, 810-11 (2000).
[FN160]. Sheldon v. Metro-Goldwyn Pictures Corp., 81 F. 2d 49, 54 (2d Cir. 1936).
[FN161]. 17 USC § 101.
[FN162]. See World Intellectual Property Organization, at http:// www.wipo.org. (last
visited Mar. 12, 2006).
[FN163]. See WIPO Green Paper at http://www.wipo.int/news/en/documents.html
(last visited Mar. 12, 2006).
[FN164]. Feist, 499 U.S. at 349.
[FN165]. Id. at 358.
[FN166]. See 17 U.S.C. §103 (1976).
[FN167]. Feist, 499 U.S. at 345 (emphasis added).
[FN168]. Id. at 359 (emphasis added).
[FN169]. Id. at 347.
[FN170]. Dastar Corp. v. Twentieth Century Fox Film Corp., 539 U.S. 23, 25 (2003).
[FN171]. Id. at 26. (discussing as well the ability to sub-license the right to distribute
the videotape to other company).
[FN172]. Id. at 28 (finding that “‘passing off,’ (or palming off, as it is sometimes
called) occurs when producer misrepresents his own goods or services as someone
else's...'Reverse passing off,' as its name implies, is the opposite: The producer
misrepresents someone else's goods or services as his own.”).
[FN173]. Id. at 27.
[FN174]. Id. at 28.
[FN175]. Id. at 32.
[FN176]. Id. at 24.
[FN177]. Id. at 31.
[FN178]. Id. (emphasis added).
[FN179]. Id. at 32.
[FN180]. Id. at 33.
[FN181]. Id. (emphasis added)
[FN182]. Id. (quoting TrafFix Devices, Inc. v. Marketing Displays, Inc., 532 U.S. 23,
29 (2001).
[FN183]. Id. at 34-35. (holding that the right of an author of an artistic work is
acknowledged by the 17 U.S.C. § 106 A(a)(1)(A). This normative prevision would be
superfluous if the court had recognized in § 43(a) a cause of action for
misrepresentation of authorship of noncopyrighted works. Furthermore “reading
‘origin’ in § 43(a) to require attribution of uncopyrighted materials would pose serious
practical problems” regarding the true “intellectual” source of the information good).
[FN184]. Kurt M. Saunder, A Crusade In The Public Domain: The Dastar Decision, 30
Rutgers Computer & Tech. L. J. 161, 172 (2004).
[FN185]. Dastar, 539 U.S. at 37.
[FN186]. Stacey L. Garrett, No Need to Search the Nile: the Supreme Court Clarifies
the Use of Public Domain Works in Dastar v. Twentieth Century Fox. 2003 U. Ill. J. L.
Tech. & Policy 573 (2003).
[FN187]. Dastar, 539 U.S. at 33-34.
[FN188]. Id.
[FN189]. Id. at 74.
[FN190]. Id. at 37 (quoting Eldred v. Ashcroft, 537 U.S. 186 (2003)).
[FN191]. Sears Roebuck & Co. v. Stiffel Co., 376 U.S. 225 (1964).
[FN192]. Id. at 231.
[FN193]. Id. at 232.
[FN194]. Id. at 231.
[FN195]. Id.
[FN196]. Id. at 232.
[FN197]. Id. at 231.
[FN198]. Id.
[FN199]. Eldred v. Ashcroft, 537 U.S. 186 (2003); see also Sonny Bono Copyright
Term Extension Act of 1998, Pub. L. No. 105- 298, 112 Stat. 2827 (1998) (codified as
amended at 17 U.S.C. §§ 108, 203(a)(2), 301(c), 302, 303 and 304).
[FN200]. Id. at 193. For works made for hire and anonymous or pseudonymous
works, a term of either 100 years from creation or 75 years from publication, which
ever is shorter.
[FN201]. Id.
[FN202]. Id.
[FN203]. Id. at 197.
[FN204]. Id.
[FN205]. Id. at 194.
[FN206]. Id.
[FN207]. Id. at 200.
[FN208]. Id.
[FN209]. Id. at 214-215.
[FN210]. Id.
[FN211]. Id. at 216.
[FN212]. Luck's Music Library, Inc.v. Ashcroft, 321 F. Supp.2d 107 (D.D.C. 2004).
[FN213]. The URAA implemented the General Agreement on Tariffs and Trade 1994
(“GATT”). S. Rep. No. 103-412, at 3, (Nov. 22, 1994). Title V of the URAA implements
the Agreement on Trade Related Aspects of Intellectual Property Rights (“TRIPs”),
which requires compliance with the Articles 1-21 of the Berne Convention.
[FN214]. See e.g. Julie E. Choen, Lydia P. Loren, Ruth G. Okedjii, Maureen A.
O'Rourke, Copyright In A Global Information Economy 164 (Aspen Law & Business Ed.
2002).
[FN215]. See The Berne Convention, supra n. 95.
[FN216]. See 17 U.S.C. § 104A(h)(6).
[FN217]. Luck's Music, 321 F. Supp. 2d at 24-27.
[FN218]. Id. at 116.
[FN219]. Graham, 383 U.S. at 5-6.
[FN220]. See supra § 8.
[FN221]. Bonito Boats 489 U.S. at 146-150.
[FN222]. Luck's Music, 321 F. Supp. 2d 107.
[FN223]. Id. at 117 quoting Demetriades, 680 F.Supp. at 6627.
[FN224]. Luck's Music, 321 F. Supp. 2d at 109; see also The Berne Convention, supra
n. 95.
[FN225]. Luck's Music, 321 F. Supp. 2d at 109.
[FN226]. Id.; see 17 U.S.C. § 104A(h)(6).
[FN227]. Luck's Music, 321 F. Supp. 2d at 112.
[FN228]. Id.
[FN229]. Id. at 119.
[FN230]. Id. at 113.
[FN231]. Id. at 116; Graham, 383 U.S. at 5-6.
[FN232]. Eldred, 537 U.S. at 217.
[FN233]. Bonito Boats, 489 U.S. at 146-50.
[FN234]. Luck's Music, 321 F. Supp. 2d at 116.
[FN235]. Id. at 117 quoting Demetriades v. Kaufmann, 680 F.Supp. 658 at 662
(S.D.N.Y. 1988).
[FN236]. Luck's Music, 321 F. Supp. 2d at 116.
[FN237]. Id. at 117; Demetriades 680 F. Supp. at 662.
[FN238]. Luck's Music, 321 F. Supp. 2d at 117; Sheldon, 81 F.2d at 54.
[FN239]. See Eldred, 537 U.S. at 237 (indicating Congress has retroactively extended
the terms of existing patents).
[FN240]. See Id. at 212; Graham, 383 U.S. at 6 (even though the Court stated the
Copyright Clause's preamble is not a substanative limit on Congress's power, it
nonetheless acknowledged “[t]he ‘constitutional command,’... is that Congress, to the
extent it enacts copyright laws at all, create a ‘system’ that ‘promotes the Progress of
Science.”’) Accordingly, it seems that the constitutional proviso is construed more
elastically in the copyright field than in patent law; see also Luck's Music, 321 F.
Supp. 2d at 117 (“the courts will not find that Congress has exceeded its power so
long as the means adopted by Congress for achieving a constitutional end are
‘appropriate’ and ‘plainly adapted’ to achieving that end.” quoting Mitchell Bros. Film
Group v. Cinema Adult Theater, 604 F.2d 852, 860 (5th Cir. Unit A 1979). The Court
stated that Congress, notwithstanding an encroachment on the public field, acted to
promote the progress of science and sustained Congress' rationale in enacting Section
514, and therefore, secured the protection of copyrights in foreign countries for U.S.
citizens. Luck's Music, 321 F. Supp. 2d at 119. In fact, given industry losses of $43 to
$61 billion through piracy, Section 514 is a significant opportunity to reduce the
impact of copyright piracy on the U.S.'s world trade position. Id. at 107. See Eldred,
537 U.S. at 196 (stressing the harmonization between American and European
system). For the difference between “policy” and principle,” see Ronald Dworkin,
Taking Rights Seriously, 24 (Harvard University Press 1977).
[FN241]. Litman, supra n. 29; see also Anupam Chander and Madhavi Sunder,
TheRomance of the Public Domain, 92 Cal. L. Rev. 1331 (2004).
[FN242]. Luck's Music, 31 F. Supp. 2d. 107.
[FN243]. Black's Law Dictionary (Bryan A. Garner ed., 8th ed., West 2004).
[FN244]. See Dworkin, supra n. 241, at 24 (“rules are applicable in an all-or-nothing
fashion.”).
[FN245]. Achille de Nitto, Diritto dei Giudici e Diritto dei Legislatori. Ricerche in Tema
di Teoria delle ‘Fonti,’ Introduzione (Argo Ed. 2002).
[FN246]. Supra Part II § 3; Traffix, 532 U.S. at 29-30.
[FN247]. Singer Mfg. Co. v. Briley, 207 F.2d 519 (5th Cir Unit A 1953).
[FN248]. Singer Mfg. Co. v. June Mfg. Co., 163 U.S. 169 (1996).
[FN249]. Briley, 207 F. 2d at 522.
[FN250]. Id. (emphasis added).
[FN251]. Id.
[FN252]. Supra Part I § 2.
[FN253]. See Julie Cohen, supra n. 20, at chapter 7 (forthcoming publication).
[FN254]. See id. (seems to suggest that common property, public property and publici
juris were used in regard to elements (such as words and facts for example) that are
fundamentally public in character, whereas the term public domain was used to
address matter once covered by IPRs whose protection term had expired and thus
became public by operation of specific, policy-driven rules); see also Lee, supra n.
159, at 129 (“Lee argues that the shift to the term ‘public domain’ marked the
emergence of a mature and robust conception of noncopyrightable and copyrightexpired
material as inalienable public property.”).
[FN255]. Eldred, 537 U.S. at 212.
[FN256]. Supra Part II § 5.
[FN257]. Supra Part II §§ 1-4.
[FN258]. In re Mogen David Wine Corp., 54 C.C.P.A. 1086, 1094 (C.C.P.A.
1967)(emphasis added); Paul Goldstein, International Intellectual Property Law:
Cases and Materials 907 (Foundation Press 2001).
[FN259]. See Mark A. Lemley, Romantic Authorship and the Rhetoric of Property, 75
Tex. L. Rev. 873, 877 (1997) (reviewing Shamans, Software, and Spleens: Law and
the Construction of the Information Society) (“The romantic author is a philosophical
construct of the eighteen century, a mythical, idealized figure who creates ‘original’
works from whole cloth”); Boyle, supra n. 7, at 56; See also Peter Jaszi, Toward a
Theory of Copyright: The Metamorphoses of “Authorship,” 455 Duke L. J. 455 (1991);
Luciano Canfora, Il Copista Come Autore (Sellerio Ed. 2002).
[FN260]. Black's Law Dictionary (Bryan A. Garner ed., 8th ed., West 2004. (emphasis
added)
[FN261]. See Stanford University Libraries, Copyright and Fair Use Overview, Chapter
8: The Public Domain, § a: Welcome to the Public Domain, http://
fairuse.stanford.edu/Copyright_and_Fair_Use_Overview/chapter8/8-a.html (Nolo
2003) (accessed Oct. 10 2006) (emphasis added).
[FN262]. See Maria G. Zoz, Riflessioni in Tema di Res Publicae (Giappichelli E.1990).
[FN263]. The public domain is more akin to the res communes omnia, mirroring the
legal qualification of the ideas before the IPRs step in. See Peter Drahos, A Philosophy
of Intellectual Property, § 9 (Dartmouth 1996) but contra Carol. M. Rose, Romans,
Roads, and Romantic Creators: Traditions of Public Property in the Information Age,
66 Law and Contemporary Problems 89 (2003).
[FN264]. Jeremy Waldron, From Authors to Copiers: Individual Rights and Social
Values in Intellectual Property 68 Chi.-Kent L. Rev. 842 (1993); Bigliazzi Geri, Breccia,
Busnelli, Natoli, I, 2,Diritto Civile [Private Law], 288 (Utet Ed. 1986).
[FN265]. See Charlotte Hess and Elinor Ostrom, Ideas, Artifacts, and Facilities:
Information as a Common-Pool Resource, 66 Law and Contemporary Problems 111
(2003).
[FN266]. The book by Julie E. Cohen may be a good start.
[FN267]. Dworkin, supra n. 241, at 26.